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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-11.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$2.17M
AUM Growth
-$60.7M
Cap. Flow
-$60.6M
Cap. Flow %
-2,793.76%
Top 10 Hldgs %
100%
Holding
118
New
5
Increased
2
Reduced
1
Closed
110

Top Buys

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$431K
2
PCG icon
PG&E
PCG
+$322K
3
WFC icon
Wells Fargo
WFC
+$311K
4
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$216K
5
GAIN icon
Gladstone Investment Corp
GAIN
+$138K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.24M
2
AMZN icon
Amazon
AMZN
+$2.58M
3
AAPL icon
Apple
AAPL
+$2.42M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.38M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.99%
2 Financials 18.82%
3 Consumer Discretionary 11.9%
4 Utilities 9.87%
5 Healthcare 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAC icon
1
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$662K 30.54%
51,931
+34,381
+196% +$431K
PGX icon
2
Invesco Preferred ETF
PGX
$3.72B
$401K 18.5%
29,744
+9,841
+49% +$136K
WFC icon
3
Wells Fargo
WFC
$262B
$280K 12.92%
+6,067
New +$311K
HD icon
4
Home Depot
HD
$329B
$258K 11.9%
1,500
-2,730
-65% -$490K
NKX icon
5
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$644M
$216K 9.96%
+17,060
New +$216K
PCG icon
6
PG&E
PCG
$36.6B
$214K 9.87%
+9,000
New +$322K
GAIN icon
7
Gladstone Investment Corp
GAIN
$654M
$128K 5.9%
+13,710
New +$138K
RAD
8
DELISTED
Rite Aid Corporation
RAD
$9K 0.42%
+650
New +$13.7K
AAPL icon
9
Apple
AAPL
$4.67T
– –
-47,420
Closed -$2.42M
ABBV icon
10
AbbVie
ABBV
$451B
– –
-4,719
Closed -$395K
ABT icon
11
Abbott
ABT
$195B
– –
-13,941
Closed -$989K
ADBE icon
12
Adobe
ADBE
$116B
– –
-2,213
Closed -$532K
ADP icon
13
Automatic Data Processing
ADP
$114B
– –
-2,375
Closed -$342K
ALGN icon
14
Align Technology
ALGN
$11.2B
– –
-2,743
Closed -$629K
AMLP icon
15
Alerian MLP ETF
AMLP
$13.4B
– –
-11,826
Closed -$595K
AMZN icon
16
Amazon
AMZN
$2.87T
– –
-31,360
Closed -$2.58M
ANET icon
17
Arista Networks
ANET
$246B
– –
-26,656
Closed -$408K
ARKK icon
18
ARK Innovation ETF
ARKK
$6.46B
– –
-11,480
Closed -$515K
BA icon
19
Boeing
BA
$166B
– –
-966
Closed -$354K
BABA icon
20
Alibaba
BABA
$296B
– –
-2,238
Closed -$330K
BAC icon
21
Bank of America
BAC
$436B
– –
-13,354
Closed -$377K
BNDX icon
22
Vanguard Total International Bond ETF
BNDX
$82.5B
– –
-13,876
Closed -$756K
BRK.B icon
23
Berkshire Hathaway Class B
BRK.B
$1.08T
– –
-6,852
Closed -$1.5M
CCI icon
24
Crown Castle
CCI
$32.4B
– –
-3,536
Closed -$393K
CHD icon
25
Church & Dwight Co
CHD
$24B
– –
-5,780
Closed -$392K
1
2 3 4 5

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Castle Rock Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Rock Wealth Management held 118 positions worth $2.17M, down 97% from $62.9M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Rock Wealth Management withdrew a net $60.6M in Q4 2018, closing 110 positions and reducing 1 holding. Its most notable exit was Chevron, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, up from 26% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in PG&E worth $214K.

  • Castle Rock Wealth Management's largest Q4 2018 buy was PG&E: 9,000 shares worth $214K.
  • Castle Rock Wealth Management added most to Nuveen California Quality Municipal Income Fund in Q4 2018, an estimated $431K increase.
  • Castle Rock Wealth Management's biggest Q4 2018 reduction was Home Depot, cutting an estimated $490K.
  • Castle Rock Wealth Management fully exited Chevron in Q4 2018, selling an estimated $5.24M.
  • Castle Rock Wealth Management's ten largest holdings make up 100% of its $2.17M portfolio in Q4 2018.
  • Castle Rock Wealth Management opened 5 new positions and closed 110 in Q4 2018.
  • Castle Rock Wealth Management's portfolio value fell 97% quarter-over-quarter to $2.17M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2018, filed 11 Feb 2019.