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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $531M Turnover 12.89%
1-Year Est. Return 31.77%
This Fund
S&P 500
This Quarter Est. Return
-11.37%
1 Year Est. Return
+31.77%
3 Year Est. Return
+115.4%
5 Year Est. Return
+134.11%
10 Year Est. Return
–
AUM
$2.17M
AUM Growth
-$60.7M
Cap. Flow
-$60.6M
Cap. Flow %
-2,793.76%
Top 10 Hldgs %
100%
Holding
118
New
5
Increased
2
Reduced
1
Closed
110
Avg Time Held
0.4 years
Top 10 Avg Time Held
0 years
Top 20 Avg Time Held
0 years

Top Buys

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$431K
2
PCG icon
PG&E
PCG
+$322K
3
WFC icon
Wells Fargo
WFC
+$311K
4
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$216K
5
GAIN icon
Gladstone Investment Corp
GAIN
+$138K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$5.24M
2
AMZN icon
Amazon
AMZN
+$2.58M
3
AAPL icon
Apple
AAPL
+$2.42M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.5M
5
UNH icon
UnitedHealth
UNH
+$1.38M

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.99%
2 Financials 18.82%
3 Consumer Discretionary 11.9%
4 Utilities 9.87%
5 Healthcare 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NAC icon
1
Nuveen California Quality Municipal Income Fund
NAC
$1.58B
$662K 30.54%
51,931
+34,381
+196% +$431K
2017 Q4
4 quarters
PGX icon
2
Invesco Preferred ETF
PGX
$3.64B
$401K 18.5%
29,744
+9,841
+49% +$136K
2017 Q4
4 quarters
WFC icon
3
Wells Fargo
WFC
$248B
$280K 12.92%
+6,067
New +$311K
2018 Q4
0 quarters
HD icon
4
Home Depot
HD
$308B
$258K 11.9%
1,500
-2,730
-65% -$490K
2017 Q4
4 quarters
NKX icon
5
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$598M
$216K 9.96%
+17,060
New +$216K
2018 Q4
0 quarters
PCG icon
6
PG&E
PCG
$38.9B
$214K 9.87%
+9,000
New +$322K
2018 Q4
0 quarters
GAIN icon
7
Gladstone Investment Corp
GAIN
$610M
$128K 5.9%
+13,710
New +$138K
2018 Q4
0 quarters
RAD
8
DELISTED
Rite Aid Corporation
RAD
$9K 0.42%
+650
New +$13.7K
2018 Q4
0 quarters
AAPL icon
9
Apple
AAPL
$4.99T
– –
-47,420
Closed -$2.42M –
ABBV icon
10
AbbVie
ABBV
$501B
– –
-4,719
Closed -$395K –
ABT icon
11
Abbott
ABT
$181B
– –
-13,941
Closed -$989K –
ADBE icon
12
Adobe
ADBE
$97.9B
– –
-2,213
Closed -$532K –
ADP icon
13
Automatic Data Processing
ADP
$113B
– –
-2,375
Closed -$342K –
ALGN icon
14
Align Technology
ALGN
$10.6B
– –
-2,743
Closed -$629K –
AMLP icon
15
Alerian MLP ETF
AMLP
$12.5B
– –
-11,826
Closed -$595K –
AMZN icon
16
Amazon
AMZN
$2.75T
– –
-31,360
Closed -$2.58M –
ANET icon
17
Arista Networks
ANET
$234B
– –
-26,656
Closed -$408K –
ARKK icon
18
ARK Innovation ETF
ARKK
$8.92B
– –
-11,480
Closed -$515K –
BA icon
19
Boeing
BA
$149B
– –
-966
Closed -$354K –
BABA icon
20
Alibaba
BABA
$276B
– –
-2,238
Closed -$330K –
BAC icon
21
Bank of America
BAC
$362B
– –
-13,354
Closed -$377K –
BNDX icon
22
Vanguard Total International Bond ETF
BNDX
$83.7B
– –
-13,876
Closed -$756K –
BRK.B icon
23
Berkshire Hathaway Class B
BRK.B
$1.13T
– –
-6,852
Closed -$1.5M –
CCI icon
24
Crown Castle
CCI
$34B
– –
-3,536
Closed -$393K –
CHD icon
25
Church & Dwight Co
CHD
$24.5B
– –
-5,780
Closed -$392K –
1
2 3 4 5

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Castle Rock Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Rock Wealth Management held 118 positions worth $2.17M, down 97% from $62.9M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Castle Rock Wealth Management withdrew a net $60.6M in Q4 2018, closing 110 positions and reducing 1 holding. Its most notable exit was Chevron, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, up from 26% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in PG&E worth $214K.

  • Castle Rock Wealth Management's largest Q4 2018 buy was PG&E: 9,000 shares worth $214K.
  • Castle Rock Wealth Management added most to Nuveen California Quality Municipal Income Fund in Q4 2018, an estimated $431K increase.
  • Castle Rock Wealth Management's biggest Q4 2018 reduction was Home Depot, cutting an estimated $490K.
  • Castle Rock Wealth Management fully exited Chevron in Q4 2018, selling an estimated $5.24M.
  • Castle Rock Wealth Management's ten largest holdings make up 100% of its $2.17M portfolio in Q4 2018.
  • Castle Rock Wealth Management opened 5 new positions and closed 110 in Q4 2018.
  • Castle Rock Wealth Management's portfolio value fell 97% quarter-over-quarter to $2.17M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2018, filed 11 Feb 2019.