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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $531M Turnover 12.89%
1-Year Est. Return 31.77%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+31.77%
3 Year Est. Return
+115.4%
5 Year Est. Return
+134.11%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$24.5M
Cap. Flow
+$39.1M
Cap. Flow %
14.36%
Top 10 Hldgs %
21.72%
Holding
280
New
38
Increased
118
Reduced
68
Closed
31
Avg Time Held
0.8 years
Top 10 Avg Time Held
0.7 years
Top 20 Avg Time Held
0.6 years

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$12.8M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.8M
4
FSK icon
FS KKR Capital
FSK
+$4.17M
5
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$3.46M

Top Sells

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.35M
2
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$2.38M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.34M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$2.15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.06%
2 Technology 14.96%
3 Financials 7.88%
4 Consumer Discretionary 7.19%
5 Consumer Staples 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RDVY icon
1
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$8.87M 3.25%
181,150
+121,081
+202% +$5.8M
2020 Q2
4 quarters
AAPL icon
2
Apple
AAPL
$4.99T
$8.8M 3.23%
60,465
+219
+0.4% +$28.4K
2019 Q1
9 quarters
NVDA icon
3
NVIDIA
NVDA
$5.25T
$6.55M 2.4%
1,313,440
+1,005,680
+327% +$16.1M
2019 Q2
8 quarters
MSFT icon
4
Microsoft
MSFT
$4.01T
$6.43M 2.36%
22,458
+3,454
+18% +$878K
2019 Q1
9 quarters
CVX icon
5
Chevron
CVX
$430B
$6.12M 2.24%
59,932
+12,137
+25% +$1.28M
2019 Q1
9 quarters
XYLD icon
6
Global X S&P 500 Covered Call ETF
XYLD
$3.43B
$5.31M 1.95%
107,957
+71,692
+198% +$3.46M
2020 Q3
3 quarters
AMZN icon
7
Amazon
AMZN
$2.75T
$5.29M 1.94%
31,880
+1,380
+5% +$229K
2019 Q2
8 quarters
FSK icon
8
FS KKR Capital
FSK
$2.97B
$4.43M 1.62%
+194,873
New +$4.17M
2021 Q2
0 quarters
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$3.71M 1.36%
8,384
+3,970
+90% +$1.66M
2019 Q2
8 quarters
PFFD icon
10
Global X US Preferred ETF
PFFD
$2.01B
$3.7M 1.36%
142,905
+119,755
+517% +$3.08M
2020 Q2
4 quarters
JEPI icon
11
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$3.66M 1.34%
59,097
+47,351
+403% +$2.81M
2020 Q4
2 quarters
QQQ icon
12
Invesco QQQ Trust
QQQ
$487B
$3.4M 1.25%
9,266
-751
-7% -$253K
2019 Q3
7 quarters
HD icon
13
Home Depot
HD
$308B
$3.25M 1.19%
9,789
+632
+7% +$201K
2017 Q4
14 quarters
COST icon
14
Costco
COST
$433B
$3.23M 1.18%
7,279
+427
+6% +$161K
2019 Q2
8 quarters
ARKK icon
15
ARK Innovation ETF
ARKK
$8.92B
$2.91M 1.07%
23,949
+3,958
+20% +$461K
2020 Q1
5 quarters
META icon
16
Meta Platforms (Facebook)
META
$1.88T
$2.83M 1.04%
7,845
+1,377
+21% +$442K
2019 Q2
8 quarters
IHI icon
17
iShares US Medical Devices ETF
IHI
$3.75B
$2.75M 1.01%
263,844
+220,920
+515% +$12.8M
2019 Q4
6 quarters
PMAY icon
18
Innovator US Equity Power Buffer ETF May
PMAY
$817M
$2.75M 1.01%
92,455
+80,455
+670% +$2.33M
2020 Q4
2 quarters
MOAT icon
19
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$2.73M 1%
35,999
+11,630
+48% +$847K
2019 Q2
8 quarters
V icon
20
Visa
V
$750B
$2.72M 1%
11,429
+800
+8% +$183K
2019 Q2
8 quarters
FTGC icon
21
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.39B
$2.66M 0.98%
+112,866
New +$2.57M
2021 Q2
0 quarters
GOOG icon
22
Alphabet (Google) Class C
GOOG
$4.22T
$2.65M 0.97%
19,160
+1,220
+7% +$145K
2019 Q2
8 quarters
FRTY icon
23
Alger Mid Cap 40 ETF
FRTY
$152M
$2.59M 0.95%
+122,668
New +$2.44M
2021 Q2
0 quarters
ATFV icon
24
Alger 35 ETF
ATFV
$476M
$2.54M 0.93%
+118,146
New +$2.35M
2021 Q2
0 quarters
BX icon
25
Blackstone
BX
$87.1B
$2.42M 0.89%
21,305
+610
+3% +$54.2K
2020 Q2
4 quarters
1
2 3 4 5

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Castle Rock Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Castle Rock Wealth Management held 280 positions worth $273M, up 9.9% from $248M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Rock Wealth Management deployed $39.1M of net new capital in Q2 2021, opening 38 new positions and adding to 118 existing holdings. Its largest new stake was FS KKR Capital: 194,873 shares worth $4.43M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 50% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Janus Henderson Short Duration Income ETF, an estimated $2.15M trimmed.

  • Castle Rock Wealth Management's largest Q2 2021 buy was FS KKR Capital: 194,873 shares worth $4.43M.
  • Castle Rock Wealth Management added most to NVIDIA in Q2 2021, an estimated $16.1M increase.
  • Castle Rock Wealth Management's biggest Q2 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $2.15M.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF September in Q2 2021, selling an estimated $3.35M.
  • Castle Rock Wealth Management's ten largest holdings make up 22% of its $273M portfolio in Q2 2021.
  • Castle Rock Wealth Management opened 38 new positions and closed 31 in Q2 2021.
  • Castle Rock Wealth Management's portfolio value rose 9.9% quarter-over-quarter to $273M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2021, filed 13 Aug 2021.