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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$24.5M
Cap. Flow
+$39.1M
Cap. Flow %
14.36%
Top 10 Hldgs %
21.72%
Holding
280
New
38
Increased
118
Reduced
68
Closed
31

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$12.8M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.8M
4
FSK icon
FS KKR Capital
FSK
+$4.17M
5
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$3.46M

Top Sells

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.35M
2
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$2.38M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.34M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$2.15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.06%
2 Technology 14.96%
3 Financials 7.88%
4 Consumer Discretionary 7.19%
5 Consumer Staples 4.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
1
First Trust Rising Dividend Achievers ETF
RDVY
$25.4B
$8.87M 3.25%
181,150
+121,081
+202% +$5.8M
AAPL icon
2
Apple
AAPL
$4.67T
$8.8M 3.23%
60,465
+219
+0.4% +$28.4K
NVDA icon
3
NVIDIA
NVDA
$5.25T
$6.55M 2.4%
1,313,440
+1,005,680
+327% +$16.1M
MSFT icon
4
Microsoft
MSFT
$3.81T
$6.43M 2.36%
22,458
+3,454
+18% +$878K
CVX icon
5
Chevron
CVX
$396B
$6.12M 2.24%
59,932
+12,137
+25% +$1.28M
XYLD icon
6
Global X S&P 500 Covered Call ETF
XYLD
$3.3B
$5.31M 1.95%
107,957
+71,692
+198% +$3.46M
AMZN icon
7
Amazon
AMZN
$2.87T
$5.29M 1.94%
31,880
+1,380
+5% +$229K
FSK icon
8
FS KKR Capital
FSK
$3.39B
$4.43M 1.62%
+194,873
New +$4.17M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$3.71M 1.36%
8,384
+3,970
+90% +$1.66M
PFFD icon
10
Global X US Preferred ETF
PFFD
$2.15B
$3.7M 1.36%
142,905
+119,755
+517% +$3.08M
JEPI icon
11
JPMorgan Equity Premium Income ETF
JEPI
$46.2B
$3.66M 1.34%
59,097
+47,351
+403% +$2.81M
QQQ icon
12
Invesco QQQ Trust
QQQ
$489B
$3.4M 1.25%
9,266
-751
-7% -$253K
HD icon
13
Home Depot
HD
$329B
$3.25M 1.19%
9,789
+632
+7% +$201K
COST icon
14
Costco
COST
$419B
$3.23M 1.18%
7,279
+427
+6% +$161K
ARKK icon
15
ARK Innovation ETF
ARKK
$6.46B
$2.91M 1.07%
23,949
+3,958
+20% +$461K
META icon
16
Meta Platforms (Facebook)
META
$1.47T
$2.83M 1.04%
7,845
+1,377
+21% +$442K
IHI icon
17
iShares US Medical Devices ETF
IHI
$3.41B
$2.75M 1.01%
263,844
+220,920
+515% +$12.8M
PMAY icon
18
Innovator US Equity Power Buffer ETF May
PMAY
$816M
$2.75M 1.01%
92,455
+80,455
+670% +$2.33M
MOAT icon
19
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$2.73M 1%
35,999
+11,630
+48% +$847K
V icon
20
Visa
V
$712B
$2.72M 1%
11,429
+800
+8% +$183K
FTGC icon
21
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.23B
$2.66M 0.98%
+112,866
New +$2.57M
GOOG icon
22
Alphabet (Google) Class C
GOOG
$4.19T
$2.65M 0.97%
19,160
+1,220
+7% +$145K
FRTY icon
23
Alger Mid Cap 40 ETF
FRTY
$149M
$2.59M 0.95%
+122,668
New +$2.44M
ATFV icon
24
Alger 35 ETF
ATFV
$341M
$2.54M 0.93%
+118,146
New +$2.35M
BX icon
25
Blackstone
BX
$107B
$2.42M 0.89%
21,305
+610
+3% +$54.2K
1
2 3 4 5

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MPPLM
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Castle Rock Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Castle Rock Wealth Management held 280 positions worth $273M, up 9.9% from $248M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Rock Wealth Management deployed $39.1M of net new capital in Q2 2021, opening 38 new positions and adding to 118 existing holdings. Its largest new stake was FS KKR Capital: 194,873 shares worth $4.43M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 50% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Janus Henderson Short Duration Income ETF, an estimated $2.15M trimmed.

  • Castle Rock Wealth Management's largest Q2 2021 buy was FS KKR Capital: 194,873 shares worth $4.43M.
  • Castle Rock Wealth Management added most to NVIDIA in Q2 2021, an estimated $16.1M increase.
  • Castle Rock Wealth Management's biggest Q2 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $2.15M.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF September in Q2 2021, selling an estimated $3.35M.
  • Castle Rock Wealth Management's ten largest holdings make up 22% of its $273M portfolio in Q2 2021.
  • Castle Rock Wealth Management opened 38 new positions and closed 31 in Q2 2021.
  • Castle Rock Wealth Management's portfolio value rose 9.9% quarter-over-quarter to $273M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2021, filed 13 Aug 2021.