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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.92%
2 Consumer Staples 10.73%
3 Technology 9.95%
4 Energy 6.35%
5 Healthcare 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBIL icon
1
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.62B
$21.7M 7.77%
217,889
+121,333
+126% +$12.1M
KO icon
2
Coca-Cola
KO
$386B
$15.5M 5.54%
244,507
+22
+0% +$1.33K
SHV icon
3
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$15.4M 5.49%
139,470
+137,257
+6,202% +$15.1M
VGSH icon
4
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$15.1M 5.39%
+258,162
New +$15M
CVX icon
5
Chevron
CVX
$396B
$14.8M 5.28%
92,953
+533
+0.6% +$89.4K
AAPL icon
6
Apple
AAPL
$4.67T
$10.4M 3.72%
60,556
-643
-1% -$94.9K
SPTS icon
7
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$8.56M 3.06%
+293,692
New +$8.52M
MSFT icon
8
Microsoft
MSFT
$3.81T
$6.77M 2.42%
22,047
-709
-3% -$181K
JPST icon
9
JPMorgan Ultra-Short Income ETF
JPST
$40.8B
$5.44M 1.94%
108,214
+60,308
+126% +$3.03M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$5.39M 1.93%
13,116
+1,014
+8% +$405K
USFR icon
11
WisdomTree Floating Rate Treasury Fund
USFR
$18.7B
$5.35M 1.91%
+106,186
New +$5.34M
FTSM icon
12
First Trust Enhanced Short Maturity ETF
FTSM
$6.53B
$3.34M 1.19%
56,063
+21,852
+64% +$1.3M
AMZN icon
13
Amazon
AMZN
$2.87T
$3.26M 1.16%
30,541
-1,237
-4% -$120K
NVDA icon
14
NVIDIA
NVDA
$5.25T
$2.8M 1%
98,150
+2,810
+3% +$60.8K
QQQ icon
15
Invesco QQQ Trust
QQQ
$489B
$2.8M 1%
8,693
+124
+1% +$36.6K
PMAY icon
16
Innovator US Equity Power Buffer ETF May
PMAY
$816M
$2.59M 0.93%
90,685
+2,500
+3% +$71.5K
HSY icon
17
Hershey
HSY
$36B
$2.43M 0.87%
8,860
– –
V icon
18
Visa
V
$712B
$2.37M 0.85%
10,148
-181
-2% -$40.3K
CAG icon
19
Conagra Brands
CAG
$7.72B
$2.31M 0.83%
61,158
+2
+0% +$74
BKLN icon
20
Invesco Senior Loan ETF
BKLN
$6.78B
$2.24M 0.8%
+107,464
New +$2.25M
LW icon
21
Lamb Weston
LW
$7.56B
$2.07M 0.74%
18,425
+15
+0.1% +$1.48K
RDVY icon
22
First Trust Rising Dividend Achievers ETF
RDVY
$25.4B
$2M 0.72%
45,770
+1,799
+4% +$82.6K
SGOV icon
23
iShares 0-3 Month Treasury Bond ETF
SGOV
$104B
$1.92M 0.69%
+19,175
New +$1.92M
UMAY icon
24
Innovator US Equity Ultra Buffer ETF May
UMAY
$141M
$1.9M 0.68%
70,664
– –
ARCC icon
25
Ares Capital
ARCC
$14.3B
$1.88M 0.67%
103,170
-4,387
-4% -$82.9K
1
2 3 4 5

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Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 43% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.