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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
1
Chevron
CVX
$371B
$16.1M 5.39%
98,455
+71
+0.1% +$11.5K
GBIL icon
2
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$15.2M 5.1%
152,122
-26,943
-15% -$2.69M
KO icon
3
Coca-Cola
KO
$358B
$12.9M 4.32%
244,909
+207
+0.1% +$12.4K
TFLO icon
4
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$10.8M 3.63%
213,952
+67,538
+46% +$3.42M
AAPL icon
5
Apple
AAPL
$4.9T
$10.1M 3.41%
57,333
-1,761
-3% -$323K
SGOV icon
6
iShares 0-3 Month Treasury Bond ETF
SGOV
$97.5B
$10.1M 3.39%
100,653
+8,143
+9% +$818K
MSFT icon
7
Microsoft
MSFT
$2.89T
$9.98M 3.35%
30,685
+8,482
+38% +$2.8M
FLOT icon
8
iShares Floating Rate Bond ETF
FLOT
$10B
$9.63M 3.23%
+189,825
New +$9.63M
NVDA icon
9
NVIDIA
NVDA
$4.93T
$9.1M 3.05%
199,850
+92,070
+85% +$4.13M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$775B
$5.94M 1.99%
13,849
+712
+5% +$317K
JPST icon
11
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$5.65M 1.9%
113,029
+3,347
+3% +$168K
USFR icon
12
WisdomTree Floating Rate Treasury Fund
USFR
$17.9B
$5.18M 1.74%
102,808
+3,190
+3% +$161K
AMZN icon
13
Amazon
AMZN
$2.68T
$4.89M 1.64%
38,447
+10,314
+37% +$1.38M
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.22T
$3.76M 1.26%
27,202
+7,274
+37% +$946K
FTSM icon
15
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$3.64M 1.22%
61,248
+1,544
+3% +$92K
QQQ icon
16
Invesco QQQ Trust
QQQ
$465B
$3.49M 1.17%
9,613
+891
+10% +$330K
META icon
17
Meta Platforms (Facebook)
META
$1.6T
$3.48M 1.17%
11,190
+6,677
+148% +$2.01M
PMAY icon
18
Innovator US Equity Power Buffer ETF May
PMAY
$811M
$2.61M 0.88%
88,194
– –
HD icon
19
Home Depot
HD
$346B
$2.57M 0.86%
8,768
+1,939
+28% +$624K
V icon
20
Visa
V
$679B
$2.38M 0.8%
10,131
+123
+1% +$29.6K
BKLN icon
21
Invesco Senior Loan ETF
BKLN
$7.19B
$2.33M 0.78%
111,850
+4,195
+4% +$88.3K
TSLA icon
22
Tesla
TSLA
$1.43T
$2.29M 0.77%
8,806
-513
-6% -$132K
RDVY icon
23
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$2.26M 0.76%
49,882
+2,760
+6% +$132K
NEAR icon
24
iShares Short Maturity Bond ETF
NEAR
$4.8B
$2.19M 0.74%
44,082
+116
+0.3% +$5.77K
XOM icon
25
ExxonMobil
XOM
$614B
$2.17M 0.73%
20,086
+7,290
+57% +$800K
1
2 3 4 5

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PP
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B
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HNW
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JF
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MCA
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OA
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NIEF
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Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.