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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+16.31%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$171M
AUM Growth
+$54.8M
Cap. Flow
+$37.3M
Cap. Flow %
21.86%
Top 10 Hldgs %
24.45%
Holding
196
New
68
Increased
81
Reduced
23
Closed
4

Top Buys

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.12M
2
VPU
Vanguard Utilities ETF
VPU
+$3.19M
3
FTHY
First Trust High Yield Opportunities 2027 Term Fund
FTHY
+$2.4M
4
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.64M
5
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$1.36M

Top Sells

1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$20.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$3.28M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.38M
4
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$452K
5
DEO icon
Diageo
DEO
+$410K

Sector Composition

1 Technology 10.69%
2 Consumer Discretionary 5.22%
3 Healthcare 5.16%
4 Consumer Staples 4.77%
5 Financials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
1
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8.8M 5.15%
51,272
+31,114
+154% +$5.12M
GBIL icon
2
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$5.72M 3.35%
56,910
-199,791
-78% -$20.1M
AAPL icon
3
Apple
AAPL
$4.88T
$4.91M 2.87%
44,748
+6,064
+16% +$470K
AMZN icon
4
Amazon
AMZN
$2.67T
$4.01M 2.35%
25,580
+3,760
+17% +$454K
VPU
5
Vanguard Utilities ETF
VPU
$8.68B
$3.95M 2.32%
29,800
+25,236
+553% +$3.19M
IEF icon
6
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.77M 2.21%
30,648
+1,706
+6% +$207K
QQQ icon
7
Invesco QQQ Trust
QQQ
$468B
$2.96M 1.74%
10,941
+226
+2% +$50.7K
SHV icon
8
iShares 0-1 Year Treasury Bond ETF
SHV
$20.9B
$2.63M 1.54%
23,754
-29,578
-55% -$3.28M
MSFT icon
9
Microsoft
MSFT
$2.92T
$2.49M 1.46%
11,692
+3,390
+41% +$615K
VNLA icon
10
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$2.48M 1.45%
49,249
+26,431
+116% +$1.32M
FTHY
11
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$2.45M 1.44%
+119,200
New +$2.4M
MBB icon
12
iShares MBS ETF
MBB
$39.3B
$2.39M 1.4%
21,604
-3,655
-14% -$405K
SCHP icon
13
Schwab US TIPS ETF
SCHP
$16.5B
$2.1M 1.23%
68,074
+44,590
+190% +$1.32M
CVX icon
14
Chevron
CVX
$371B
$1.95M 1.14%
22,524
-818
-4% -$73.2K
NVDA icon
15
NVIDIA
NVDA
$4.97T
$1.9M 1.11%
168,880
+78,800
+87% +$638K
VMBS icon
16
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$1.87M 1.09%
34,259
+24,859
+264% +$1.35M
JPST icon
17
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$1.84M 1.08%
36,265
+16,737
+86% +$843K
CEFS icon
18
Saba Closed-End Funds ETF
CEFS
$424M
$1.8M 1.05%
+97,869
New +$1.64M
PGX icon
19
Invesco Preferred ETF
PGX
$3.91B
$1.69M 0.99%
114,765
+87,851
+326% +$1.23M
BIV icon
20
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$1.68M 0.98%
17,788
+1,293
+8% +$118K
AGG icon
21
iShares Core US Aggregate Bond ETF
AGG
$139B
$1.65M 0.97%
13,794
+1,137
+9% +$133K
V icon
22
Visa
V
$682B
$1.63M 0.95%
8,460
+1,654
+24% +$302K
VCIT icon
23
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
$1.6M 0.94%
16,534
+14,086
+575% +$1.3M
SHY icon
24
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$1.58M 0.93%
18,264
+9,507
+109% +$823K
IHI icon
25
iShares US Medical Devices ETF
IHI
$3.03B
$1.57M 0.92%
32,286
+5,430
+20% +$232K
1
2 3 4 5

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B
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JF
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Castle Rock Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, Castle Rock Wealth Management held 196 positions worth $171M, up 47% from $116M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $37.3M of net new capital in Q2 2020, opening 68 new positions and adding to 81 existing holdings. Its largest new stake was First Trust High Yield Opportunities 2027 Term Fund: 119,200 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 6.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Goldman Sachs Access Treasury 0-1 Year ETF, an estimated $20.1M trimmed.

  • Castle Rock Wealth Management's largest Q2 2020 buy was First Trust High Yield Opportunities 2027 Term Fund: 119,200 shares worth $2.45M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q2 2020, an estimated $5.12M increase.
  • Castle Rock Wealth Management's biggest Q2 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $20.1M.
  • Castle Rock Wealth Management fully exited Fidelity MSCI Information Technology Index ETF in Q2 2020, selling an estimated $452K.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $171M portfolio in Q2 2020.
  • Castle Rock Wealth Management opened 68 new positions and closed 4 in Q2 2020.
  • Castle Rock Wealth Management's portfolio value rose 47% quarter-over-quarter to $171M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2020, filed 10 Aug 2020.