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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.04%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$330M
AUM Growth
+$32M
Cap. Flow
+$12.8M
Cap. Flow %
3.88%
Top 10 Hldgs %
33.87%
Holding
242
New
28
Increased
95
Reduced
71
Closed
16

Top Buys

1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$2.49M
2
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.21M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.05M
4
GCOR icon
Goldman Sachs Access US Aggregate Bond ETF
GCOR
+$1.86M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$1.56M

Top Sells

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$2.67M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.23M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$1.77M
4
TSLA icon
Tesla
TSLA
+$1.34M
5
GNRC icon
Generac Holdings
GNRC
+$1.17M

Sector Composition

1 Technology 15.32%
2 Consumer Staples 8.24%
3 Healthcare 5.68%
4 Energy 5.36%
5 Communication Services 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
1
Coca-Cola
KO
$353B
$14.6M 4.42%
245,346
+437
+0.2% +$24.8K
CVX icon
2
Chevron
CVX
$371B
$14.4M 4.36%
95,808
-2,647
-3% -$400K
GBIL icon
3
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$13M 3.93%
129,817
-22,305
-15% -$2.23M
SGOV icon
4
iShares 0-3 Month Treasury Bond ETF
SGOV
$97.5B
$11.6M 3.53%
116,066
+15,413
+15% +$1.55M
MSFT icon
5
Microsoft
MSFT
$2.92T
$11.4M 3.46%
31,119
+434
+1% +$154K
FLOT icon
6
iShares Floating Rate Bond ETF
FLOT
$10B
$11.2M 3.39%
220,455
+30,630
+16% +$1.55M
AAPL icon
7
Apple
AAPL
$4.87T
$10.3M 3.12%
56,945
-388
-0.7% -$71.6K
NVDA icon
8
NVIDIA
NVDA
$4.97T
$9.79M 2.97%
199,790
-60
-0% -$2.78K
TFLO icon
9
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$9.05M 2.74%
179,060
-34,892
-16% -$1.77M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$6.47M 1.96%
13,853
+4
+0% +$1.78K
AMZN icon
11
Amazon
AMZN
$2.67T
$5.81M 1.76%
40,103
+1,656
+4% +$232K
JPST icon
12
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$5.4M 1.64%
107,357
-5,672
-5% -$285K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$4.22T
$5.22M 1.58%
38,061
+10,859
+40% +$1.47M
META icon
14
Meta Platforms (Facebook)
META
$1.63T
$4.08M 1.24%
11,622
+432
+4% +$141K
QQQ icon
15
Invesco QQQ Trust
QQQ
$468B
$3.97M 1.2%
10,020
+407
+4% +$155K
PANW icon
16
Palo Alto Networks
PANW
$295B
$3.53M 1.07%
24,980
+8,054
+48% +$1.08M
FTSM icon
17
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$3.4M 1.03%
56,910
-4,338
-7% -$259K
PDEC icon
18
Innovator US Equity Power Buffer ETF December
PDEC
$986M
$3.34M 1.01%
95,905
+74,563
+349% +$2.49M
HD icon
19
Home Depot
HD
$343B
$3.08M 0.93%
9,020
+252
+3% +$78K
PMAY icon
20
Innovator US Equity Power Buffer ETF May
PMAY
$812M
$2.76M 0.84%
88,069
-125
-0.1% -$3.79K
V icon
21
Visa
V
$682B
$2.71M 0.82%
10,459
+328
+3% +$80.8K
RDVY icon
22
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$2.51M 0.76%
48,937
-945
-2% -$44.7K
USFR icon
23
WisdomTree Floating Rate Treasury Fund
USFR
$17.9B
$2.5M 0.76%
49,737
-53,071
-52% -$2.67M
IWV icon
24
iShares Russell 3000 ETF
IWV
$19.7B
$2.45M 0.74%
9,117
+2,390
+36% +$609K
BKLN icon
25
Invesco Senior Loan ETF
BKLN
$7.19B
$2.4M 0.73%
113,732
+1,882
+2% +$39.5K
1
2 3 4 5

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PP
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B
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HNW
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JF
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MCA
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Castle Rock Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Castle Rock Wealth Management held 242 positions worth $330M, up 11% from $298M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Castle Rock Wealth Management deployed $12.8M of net new capital in Q4 2023, opening 28 new positions and adding to 95 existing holdings. Its largest new stake was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was WisdomTree Floating Rate Treasury Fund, an estimated $2.67M trimmed.

  • Castle Rock Wealth Management's largest Q4 2023 buy was BlackRock Flexible Income ETF: 43,447 shares worth $2.25M.
  • Castle Rock Wealth Management added most to Innovator US Equity Power Buffer ETF December in Q4 2023, an estimated $2.49M increase.
  • Castle Rock Wealth Management's biggest Q4 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $2.67M.
  • Castle Rock Wealth Management fully exited Generac Holdings in Q4 2023, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 34% of its $330M portfolio in Q4 2023.
  • Castle Rock Wealth Management opened 28 new positions and closed 16 in Q4 2023.
  • Castle Rock Wealth Management's portfolio value rose 11% quarter-over-quarter to $330M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2023, filed 9 Jan 2024.