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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+6.63%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$111M
AUM Growth
+$14.7M
Cap. Flow
+$6.93M
Cap. Flow %
6.25%
Top 10 Hldgs %
21.18%
Holding
176
New
18
Increased
90
Reduced
37
Closed
9

Top Buys

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.25M
2
UDEC
Innovator US Equity Ultra Buffer ETF December
UDEC
+$890K
3
SRET icon
Global X SuperDividend REIT ETF
SRET
+$711K
4
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$705K
5
PG icon
Procter & Gamble
PG
+$703K

Top Sells

Rank Stock Value
1
GLOP
GASLOG PARTNERS LP
GLOP
+$1.71M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$751K
3
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$722K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$692K
5
CVS icon
CVS Health
CVS
+$624K

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.74%
2 Technology 11.49%
3 Healthcare 8.76%
4 Financials 6.78%
5 Consumer Discretionary 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
1
Amazon
AMZN
$2.87T
$3.97M 3.57%
36,880
+20
+0.1% +$1.77K
AAPL icon
2
Apple
AAPL
$4.67T
$3.86M 3.47%
48,240
+668
+1% +$43K
MSFT icon
3
Microsoft
MSFT
$3.81T
$2.63M 2.37%
14,267
+1,070
+8% +$157K
CVX icon
4
Chevron
CVX
$396B
$2.61M 2.35%
23,445
+19
+0.1% +$2.24K
V icon
5
Visa
V
$712B
$2.53M 2.28%
12,397
-188
-1% -$33.9K
GBIL icon
6
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.62B
$1.67M 1.51%
16,667
-6,895
-29% -$692K
BRK.B icon
7
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.59M 1.43%
7,005
-994
-12% -$216K
UNH icon
8
UnitedHealth
UNH
$353B
$1.57M 1.42%
5,414
+1,047
+24% +$274K
DIS icon
9
Walt Disney
DIS
$187B
$1.55M 1.39%
10,972
+244
+2% +$34.1K
IEF icon
10
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
$1.53M 1.38%
13,559
-6,738
-33% -$751K
CEFS icon
11
Saba Opportunistically Hedged Closed-End Funds ETF
CEFS
$438M
$1.52M 1.37%
72,417
+5,810
+9% +$117K
ABT icon
12
Abbott
ABT
$195B
$1.44M 1.3%
16,192
+748
+5% +$62.6K
TMO icon
13
Thermo Fisher Scientific
TMO
$230B
$1.4M 1.26%
+4,130
New +$1.25M
HD icon
14
Home Depot
HD
$329B
$1.39M 1.25%
5,764
+290
+5% +$65.7K
GIGB icon
15
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$976M
$1.38M 1.24%
25,672
+1,004
+4% +$52.6K
VNLA icon
16
Janus Henderson Short Duration Income ETF
VNLA
$3.41B
$1.22M 1.1%
24,451
-2,378
-9% -$118K
PG icon
17
Procter & Gamble
PG
$334B
$1.21M 1.09%
9,734
+5,745
+144% +$703K
T icon
18
AT&T
T
$178B
$1.16M 1.04%
40,096
+2,378
+6% +$68.7K
DIA icon
19
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.16M 1.04%
3,942
+523
+15% +$144K
CWB icon
20
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$1.13M 1.02%
19,151
+593
+3% +$31.9K
RSP icon
21
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$1.13M 1.01%
9,543
+4
+0% +$444
NAC icon
22
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$1.07M 0.96%
68,760
-1,114
-2% -$16.6K
NVDA icon
23
NVIDIA
NVDA
$5.25T
$1.05M 0.95%
157,480
+83,240
+112% +$433K
PGX icon
24
Invesco Preferred ETF
PGX
$3.72B
$1.05M 0.95%
69,063
+18,239
+36% +$272K
GOOG icon
25
Alphabet (Google) Class C
GOOG
$4.19T
$1.04M 0.94%
13,840
+2,080
+18% +$134K
1
2 3 4 5

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MPPLM
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Castle Rock Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Castle Rock Wealth Management held 176 positions worth $111M, up 15% from $96.3M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Rock Wealth Management deployed $6.93M of net new capital in Q4 2019, opening 18 new positions and adding to 90 existing holdings. Its largest new stake was Thermo Fisher Scientific: 4,130 shares worth $1.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $751K trimmed.

  • Castle Rock Wealth Management's largest Q4 2019 buy was Thermo Fisher Scientific: 4,130 shares worth $1.4M.
  • Castle Rock Wealth Management added most to Procter & Gamble in Q4 2019, an estimated $703K increase.
  • Castle Rock Wealth Management's biggest Q4 2019 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $751K.
  • Castle Rock Wealth Management fully exited GASLOG PARTNERS LP in Q4 2019, selling an estimated $1.71M.
  • Castle Rock Wealth Management's ten largest holdings make up 21% of its $111M portfolio in Q4 2019.
  • Castle Rock Wealth Management opened 18 new positions and closed 9 in Q4 2019.
  • Castle Rock Wealth Management's portfolio value rose 15% quarter-over-quarter to $111M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.