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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$153M
AUM Growth
-$18.1M
Cap. Flow
-$21.9M
Cap. Flow %
-14.35%
Top 10 Hldgs %
24.08%
Holding
226
New
34
Increased
91
Reduced
33
Closed
64

Top Buys

1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.12M
2
CVX icon
Chevron
CVX
+$1.93M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$1.67M
4
NVDA icon
NVIDIA
NVDA
+$1.49M
5
MGF
Aberdeen Government Markets Income Fund
MGF
+$1.3M

Top Sells

1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$5.15M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.85M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$2.58M
4
VPU
Vanguard Utilities ETF
VPU
+$2.55M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.34M

Sector Composition

1 Technology 17.48%
2 Consumer Discretionary 8.66%
3 Healthcare 5.73%
4 Financials 4.44%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.9T
$5.59M 3.66%
47,824
+3,076
+7% +$336K
AMZN icon
2
Amazon
AMZN
$2.66T
$4.7M 3.08%
29,540
+3,960
+15% +$624K
NVDA icon
3
NVIDIA
NVDA
$4.91T
$4.01M 2.63%
296,880
+128,000
+76% +$1.49M
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$3.5M 2.29%
22,050
-29,222
-57% -$4.85M
MSFT icon
5
Microsoft
MSFT
$2.93T
$3.4M 2.23%
15,828
+4,136
+35% +$869K
VNLA icon
6
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$3.25M 2.13%
64,479
+15,230
+31% +$767K
CVX icon
7
Chevron
CVX
$373B
$3.22M 2.11%
45,461
+22,937
+102% +$1.93M
USEP icon
8
Innovator US Equity Ultra Buffer ETF September
USEP
$152M
$3.16M 2.07%
+120,384
New +$3.12M
FTHY
9
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$500M
$2.98M 1.95%
147,060
+27,860
+23% +$574K
VCLT icon
10
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.99B
$2.93M 1.92%
27,499
+15,289
+125% +$1.67M
SCHP icon
11
Schwab US TIPS ETF
SCHP
$16.5B
$2.75M 1.8%
89,702
+21,628
+32% +$662K
GIGB icon
12
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$968M
$2.48M 1.63%
44,981
+19,501
+77% +$1.09M
HD icon
13
Home Depot
HD
$338B
$2.3M 1.51%
8,115
+4,198
+107% +$1.14M
BIV icon
14
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$2.19M 1.43%
23,509
+5,721
+32% +$536K
AGG icon
15
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.17M 1.42%
18,442
+4,648
+34% +$551K
JPST icon
16
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$2.08M 1.37%
41,005
+4,740
+13% +$241K
V icon
17
Visa
V
$682B
$1.89M 1.24%
9,541
+1,081
+13% +$216K
CEFS icon
18
Saba Closed-End Funds ETF
CEFS
$424M
$1.87M 1.22%
101,364
+3,495
+4% +$64.4K
META icon
19
Meta Platforms (Facebook)
META
$1.64T
$1.76M 1.16%
6,326
+1,752
+38% +$452K
PGX icon
20
Invesco Preferred ETF
PGX
$3.91B
$1.71M 1.12%
116,005
+1,240
+1% +$18.2K
VZ icon
21
Verizon
VZ
$182B
$1.71M 1.12%
30,139
+4,543
+18% +$264K
OGIG icon
22
ALPS O'Shares Global Internet Giants ETF
OGIG
$105M
$1.67M 1.1%
35,668
+791
+2% +$33.1K
ARKK icon
23
ARK Innovation ETF
ARKK
$6.15B
$1.64M 1.07%
16,711
+4,335
+35% +$371K
COST icon
24
Costco
COST
$417B
$1.46M 0.95%
3,856
+245
+7% +$82.3K
ABT icon
25
Abbott
ABT
$175B
$1.45M 0.95%
13,715
+177
+1% +$18K
1
2 3 4 5

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
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B
BetterWealth San Jose, California $510M AUM 18.96% 1-Year Est. Return
HNW
High Note Wealth Deephaven, Minnesota $509M AUM 19.25% 1-Year Est. Return
JF
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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NIEF
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Castle Rock Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Rock Wealth Management held 226 positions worth $153M, down 11% from $171M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management withdrew a net $21.9M in Q3 2020, closing 64 positions and reducing 33 holdings. Its most notable exit was iShares 1-3 Year Treasury Bond ETF, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Innovator US Equity Ultra Buffer ETF September worth $3.16M.

  • Castle Rock Wealth Management's largest Q3 2020 buy was Innovator US Equity Ultra Buffer ETF September: 120,384 shares worth $3.16M.
  • Castle Rock Wealth Management added most to Chevron in Q3 2020, an estimated $1.93M increase.
  • Castle Rock Wealth Management's biggest Q3 2020 reduction was Goldman Sachs Access Treasury 0-1 Year ETF, cutting an estimated $5.15M.
  • Castle Rock Wealth Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2020, selling an estimated $1.58M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $153M portfolio in Q3 2020.
  • Castle Rock Wealth Management opened 34 new positions and closed 64 in Q3 2020.
  • Castle Rock Wealth Management's portfolio value fell 11% quarter-over-quarter to $153M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2020, filed 7 Dec 2020.