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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.87T
$9.57M 3.9%
58,949
-1,037
-2% -$164K
CVX icon
2
Chevron
CVX
$371B
$6.85M 2.79%
53,946
-1,760
-3% -$200K
NVDA icon
3
NVIDIA
NVDA
$4.98T
$5.91M 2.41%
252,870
-56,860
-18% -$1.56M
XYLD icon
4
Global X S&P 500 Covered Call ETF
XYLD
$3.22B
$5.51M 2.25%
114,151
-125
-0.1% -$6.27K
RDVY icon
5
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$5.47M 2.23%
111,746
-40,744
-27% -$2.06M
MSFT icon
6
Microsoft
MSFT
$2.93T
$5.24M 2.14%
17,691
-2,954
-14% -$958K
FTGC icon
7
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.91B
$5.03M 2.05%
206,906
-53,125
-20% -$1.31M
AMZN icon
8
Amazon
AMZN
$2.68T
$4.42M 1.8%
31,020
-700
-2% -$120K
JEPI icon
9
JPMorgan Equity Premium Income ETF
JEPI
$45.1B
$3.89M 1.59%
64,768
+209
+0.3% +$12.9K
PFFD icon
10
Global X US Preferred ETF
PFFD
$2.15B
$3.79M 1.54%
151,275
+3,283
+2% +$84.1K
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$3.75M 1.53%
8,556
+755
+10% +$347K
HD icon
12
Home Depot
HD
$341B
$3.6M 1.47%
10,251
+1,498
+17% +$570K
QQQ icon
13
Invesco QQQ Trust
QQQ
$469B
$3.36M 1.37%
9,557
+339
+4% +$131K
COST icon
14
Costco
COST
$415B
$3M 1.22%
6,231
-727
-10% -$372K
FSK icon
15
FS KKR Capital
FSK
$3.07B
$2.94M 1.2%
136,637
-66,861
-33% -$1.44M
PMAY icon
16
Innovator US Equity Power Buffer ETF May
PMAY
$812M
$2.71M 1.11%
90,593
-1,862
-2% -$56.2K
ABT icon
17
Abbott
ABT
$174B
$2.7M 1.1%
21,484
+191
+0.9% +$24.4K
V icon
18
Visa
V
$680B
$2.58M 1.05%
12,552
+13
+0.1% +$2.79K
TSLA icon
19
Tesla
TSLA
$1.44T
$2.39M 0.98%
7,602
+3,663
+93% +$1.23M
BX icon
20
Blackstone
BX
$156B
$2.37M 0.97%
21,581
-463
-2% -$61.7K
ARCC icon
21
Ares Capital
ARCC
$13.7B
$2.32M 0.95%
110,374
-2,881
-3% -$59.8K
QYLD icon
22
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.1B
$2.28M 0.93%
111,558
+6,750
+6% +$152K
FIXD icon
23
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.27B
$2.26M 0.92%
43,284
+51
+0.1% +$2.72K
GOOG icon
24
Alphabet (Google) Class C
GOOG
$4.23T
$2.23M 0.91%
17,160
-2,460
-13% -$356K
AMJ
25
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.21M 0.9%
116,216
+12,019
+12% +$222K
1
2 3 4 5

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PP
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B
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HNW
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JF
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MCA
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OA
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NIEF
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Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.