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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+11.5%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$241M
AUM Growth
+$88M
Cap. Flow
+$69.3M
Cap. Flow %
28.8%
Top 10 Hldgs %
20.25%
Holding
251
New
89
Increased
108
Reduced
29
Closed
18

Top Buys

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.63M
2
VPU
Vanguard Utilities ETF
VPU
+$3.34M
3
CAG icon
Conagra Brands
CAG
+$2.31M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.08M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$2.03M

Top Sells

1
UAPR icon
Innovator US Equity Ultra Buffer ETF April
UAPR
+$1.05M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$785K
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$627K
4
RNG icon
RingCentral
RNG
+$583K
5
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$554K

Sector Composition

1 Technology 13.3%
2 Consumer Discretionary 6.35%
3 Consumer Staples 5.32%
4 Healthcare 5.11%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLT icon
1
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8.74M 3.63%
57,522
+35,472
+161% +$5.63M
AAPL icon
2
Apple
AAPL
$4.9T
$8.1M 3.37%
58,231
+10,407
+22% +$1.25M
AMZN icon
3
Amazon
AMZN
$2.66T
$4.85M 2.02%
29,460
-80
-0.3% -$12.8K
VPU
4
Vanguard Utilities ETF
VPU
$8.64B
$4.71M 1.96%
34,267
+24,206
+241% +$3.34M
CVX icon
5
Chevron
CVX
$373B
$4.11M 1.71%
44,779
-682
-2% -$55.2K
MSFT icon
6
Microsoft
MSFT
$2.93T
$3.87M 1.61%
17,112
+1,284
+8% +$276K
ARKK icon
7
ARK Innovation ETF
ARKK
$6.15B
$3.76M 1.56%
25,756
+9,045
+54% +$981K
NVDA icon
8
NVIDIA
NVDA
$4.91T
$3.62M 1.51%
264,200
-32,680
-11% -$438K
VNLA icon
9
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$3.52M 1.46%
69,757
+5,278
+8% +$266K
VCLT icon
10
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.99B
$3.44M 1.43%
31,829
+4,330
+16% +$471K
USEP icon
11
Innovator US Equity Ultra Buffer ETF September
USEP
$152M
$3.27M 1.36%
120,384
– –
SCHP icon
12
Schwab US TIPS ETF
SCHP
$16.5B
$3.1M 1.29%
99,844
+10,142
+11% +$312K
FTHY
13
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$500M
$2.97M 1.23%
150,777
+3,717
+3% +$74.6K
LQD icon
14
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$2.77M 1.15%
20,429
+10,570
+107% +$1.44M
QQQ icon
15
Invesco QQQ Trust
QQQ
$466B
$2.76M 1.15%
8,491
+7,074
+499% +$2.08M
GIGB icon
16
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$968M
$2.56M 1.06%
46,227
+1,246
+3% +$69.4K
ARKW icon
17
ARK Web x.0 ETF
ARKW
$1.64B
$2.46M 1.02%
14,938
+2,911
+24% +$373K
IHI icon
18
iShares US Medical Devices ETF
IHI
$3.03B
$2.37M 0.98%
42,132
+16,026
+61% +$838K
IEF icon
19
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$2.35M 0.97%
19,778
+8,317
+73% +$1M
VZ icon
20
Verizon
VZ
$182B
$2.33M 0.97%
40,487
+10,348
+34% +$615K
JPST icon
21
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$2.31M 0.96%
45,519
+4,514
+11% +$229K
BIV icon
22
Vanguard Intermediate-Term Bond ETF
BIV
$29.1B
$2.29M 0.95%
24,877
+1,368
+6% +$127K
AGG icon
23
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.27M 0.95%
19,388
+946
+5% +$111K
AMJ
24
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.25M 0.93%
148,695
+27,204
+22% +$354K
FTEC icon
25
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$2.24M 0.93%
+20,832
New +$2.03M
1
2 3 4 5

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B
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HNW
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JF
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MCA
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Castle Rock Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Rock Wealth Management held 251 positions worth $241M, up 58% from $153M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Castle Rock Wealth Management deployed $69.3M of net new capital in Q4 2020, opening 89 new positions and adding to 108 existing holdings. Its largest new stake was Conagra Brands: 63,582 shares worth $2.19M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

On the sell side, the largest reduction was Nuveen California Quality Municipal Income Fund, an estimated $627K trimmed.

  • Castle Rock Wealth Management's largest Q4 2020 buy was Conagra Brands: 63,582 shares worth $2.19M.
  • Castle Rock Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2020, an estimated $5.63M increase.
  • Castle Rock Wealth Management's biggest Q4 2020 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $627K.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF April in Q4 2020, selling an estimated $1.05M.
  • Castle Rock Wealth Management's ten largest holdings make up 20% of its $241M portfolio in Q4 2020.
  • Castle Rock Wealth Management opened 89 new positions and closed 18 in Q4 2020.
  • Castle Rock Wealth Management's portfolio value rose 58% quarter-over-quarter to $241M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.