Castle Rock Wealth Management’s Innovator US Equity Ultra Buffer ETF April UAPR Stock Holding History

Castle Rock Wealth Management’s Portfolio UAPR Stock Details UAPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-42,750	Closed	-$1.05M	–	248
2020 Q3	$1.05M	Sell	42,750 -4,939	-10%	-$121K	0.69%	45
2020 Q2	$1.17M	Hold	47,689	–	–	0.68%	44
2020 Q1	$1.13M	Buy	+47,689	New	+$1.22M	0.97%	22

Other funds holding UAPR

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

MWM

Maltin Wealth Management Ridgewood, New Jersey $262M AUM 19.65% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return

Castle Rock Wealth Management's UAPR Position: Q4 2020 in Review

Castle Rock Wealth Management sold out of Innovator US Equity Ultra Buffer ETF April (UAPR) in Q4 2020, closing a stake of 42,750 shares — an estimated $1.05M sold.

Castle Rock Wealth Management first reported a position in UAPR in Q1 2020 and held it in 3 quarters. The position peaked at $1.17M in Q2 2020. 19 funds tracked by Wall St. Rank hold UAPR as of Q4 2020.

Castle Rock Wealth Management reported no remaining Innovator US Equity Ultra Buffer ETF April position as of Q4 2020 after selling out during the quarter.
Castle Rock Wealth Management sold 42,750 Innovator US Equity Ultra Buffer ETF April shares in Q4 2020, an estimated $1.05M.
Castle Rock Wealth Management first reported a position in Innovator US Equity Ultra Buffer ETF April in Q1 2020 and held it in 3 quarters.
Castle Rock Wealth Management's Innovator US Equity Ultra Buffer ETF April position peaked at $1.17M in Q2 2020.
19 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF April as of Q4 2020.

Based on Castle Rock Wealth Management's 13F filing for Q4 2020, filed 29 Jan 2021.