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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$4.97T
$9.54M 3.27%
309,730
-1,003,710
-76% -$20.8M
AAPL icon
2
Apple
AAPL
$4.88T
$9.02M 3.09%
59,986
-479
-0.8% -$70.5K
RDVY icon
3
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$7.85M 2.69%
152,490
-28,660
-16% -$1.39M
MSFT icon
4
Microsoft
MSFT
$2.92T
$6.96M 2.38%
20,645
-1,813
-8% -$527K
FTGC icon
5
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.91B
$6.47M 2.21%
260,031
+147,165
+130% +$3.48M
CVX icon
6
Chevron
CVX
$371B
$6.42M 2.2%
55,706
-4,226
-7% -$422K
XYLD icon
7
Global X S&P 500 Covered Call ETF
XYLD
$3.22B
$5.78M 1.98%
114,276
+6,319
+6% +$311K
AMZN icon
8
Amazon
AMZN
$2.67T
$5.53M 1.89%
31,720
-160
-0.5% -$27.6K
FSK icon
9
FS KKR Capital
FSK
$3.07B
$4.41M 1.51%
203,498
+8,625
+4% +$190K
JEPI icon
10
JPMorgan Equity Premium Income ETF
JEPI
$45.1B
$3.96M 1.36%
64,559
+5,462
+9% +$336K
PFFD icon
11
Global X US Preferred ETF
PFFD
$2.15B
$3.84M 1.31%
147,992
+5,087
+4% +$132K
QQQ icon
12
Invesco QQQ Trust
QQQ
$468B
$3.67M 1.26%
9,218
-48
-0.5% -$17.7K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$3.66M 1.25%
7,801
-583
-7% -$257K
COST icon
14
Costco
COST
$416B
$3.5M 1.2%
6,958
-321
-4% -$141K
HD icon
15
Home Depot
HD
$343B
$3.23M 1.1%
8,753
-1,036
-11% -$340K
BX icon
16
Blackstone
BX
$156B
$3.13M 1.07%
22,044
+739
+3% +$85.8K
ARKK icon
17
ARK Innovation ETF
ARKK
$6.17B
$3.07M 1.05%
24,843
+894
+4% +$108K
IHI icon
18
iShares US Medical Devices ETF
IHI
$3.03B
$3.02M 1.03%
46,250
-217,594
-82% -$13.9M
GOOG icon
19
Alphabet (Google) Class C
GOOG
$4.22T
$2.93M 1%
19,620
+460
+2% +$63.4K
MOAT icon
20
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$2.91M 0.99%
37,228
+1,229
+3% +$92.5K
PMAY icon
21
Innovator US Equity Power Buffer ETF May
PMAY
$812M
$2.81M 0.96%
92,455
– –
V icon
22
Visa
V
$682B
$2.77M 0.95%
12,539
+1,110
+10% +$260K
AMD icon
23
Advanced Micro Devices
AMD
$813B
$2.74M 0.94%
18,255
+2,026
+12% +$207K
ABT icon
24
Abbott
ABT
$175B
$2.7M 0.92%
21,293
+9,035
+74% +$1.11M
NET icon
25
Cloudflare
NET
$98.7B
$2.58M 0.88%
12,300
-326
-3% -$38.9K
1
2 3 4 5

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PP
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B
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HNW
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JF
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MCA
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OA
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NIEF
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.