Castle Rock Wealth Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Castle Rock Wealth Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-10,300	Closed	-$171K	–	223
2022 Q3	$171K	Hold	10,300	–	–	0.09%	192
2022 Q2	$178K	Hold	10,300	–	–	0.09%	204
2022 Q1	$193K	Hold	10,300	–	–	0.09%	232
2021 Q4	$207K	Hold	10,300	–	–	0.08%	232
2021 Q3	$212K	Buy	+10,300	New	+$213K	0.07%	244
2020 Q1	–	Sell	-46,578	Closed	-$953K	–	146
2019 Q4	$953K	Buy	46,578 +1,822	+4%	+$36.3K	0.86%	29
2019 Q3	$892K	Sell	44,756 -2,903	-6%	-$56.9K	0.93%	23
2019 Q2	$925K	Buy	47,659 +12,873	+37%	+$247K	1.03%	19
2019 Q1	$1K	Buy	+34,786	New	+$651K	0.04%	18
2018 Q4	–	Sell	-33,322	Closed	-$626K	–	40
2018 Q3	$626K	Sell	33,322 -1,054	-3%	-$20.2K	1%	27
2018 Q2	$655K	Buy	34,376 +19,274	+128%	+$373K	0.89%	30
2018 Q1	$294K	Buy	+15,102	New	+$299K	0.49%	73

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PNC

Park National Corp Newark, Ohio $3.57B AUM 22.83% 1-Year Est. Return

Castle Rock Wealth Management's FPE Position: Q4 2022 in Review

Castle Rock Wealth Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2022, closing a stake of 10,300 shares — an estimated $171K sold.

Castle Rock Wealth Management first reported a position in FPE in Q1 2018 and held it in 12 quarters. The position peaked at $953K in Q4 2019. 424 funds tracked by Wall St. Rank hold FPE as of Q4 2022.

Castle Rock Wealth Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2022 after selling out during the quarter.
Castle Rock Wealth Management sold 10,300 First Trust Preferred Securities and Income ETF shares in Q4 2022, an estimated $171K.
Castle Rock Wealth Management first reported a position in First Trust Preferred Securities and Income ETF in Q1 2018 and held it in 12 quarters.
Castle Rock Wealth Management's First Trust Preferred Securities and Income ETF position peaked at $953K in Q4 2019.
424 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2022.

Based on Castle Rock Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.