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FMY

First Trust Mortgage Income Fund

19 hedge funds and large institutions have $33.1M invested in First Trust Mortgage Income Fund in 2014 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.98% more ownership

Funds ownership: 49.81%52.79% (+3%)

4% more capital invested

Capital invested by funds: $31.8M → $33.1M (+$1.29M)

10% less funds holding

Funds holding: 2119 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

Holders
19
Holders Change
-2
Holders Change %
-9.52%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.5M +$2.6M +173,125 +16%
1CP
2
1607 Capital Partners
Virginia
$10.3M +$108K +7,200 +1%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$894K -$21.9K -1,460 -2%
SCM
4
Saba Capital Management
New York
$872K -$219K -14,622 -20%
CA
5
Cornerstone Advisors
North Carolina
$531K -$82.6K -5,508 -13%
Bank of America
6
Bank of America
North Carolina
$478K -$25.2K -1,683 -5%
Morgan Stanley
7
Morgan Stanley
New York
$305K +$36.5K +2,431 +13%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$256K -$19.3K -1,285 -7%
RJA
9
Raymond James & Associates
Florida
$218K -$32.9K -2,192 -13%
Stifel Financial
10
Stifel Financial
Missouri
$188K -$59.6K -3,975 -24%
Wells Fargo
11
Wells Fargo
California
$130K -$107K -7,131 -45%
Citigroup
12
Citigroup
New York
$96K +$96.8K +6,451 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$74K
UBS Group
14
UBS Group
Switzerland
$70K +$70.5K +4,696 New
S
15
SignatureFD
Georgia
$51K
BBHC
16
Brown Brothers Harriman & Co
New York
$37K
Creative Planning
17
Creative Planning
Kansas
$24K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16K
AIG
19
American International Group
New York
$6.11K +$105 +7 +2%
DA
20
Doliver Advisors
Texas
-$325K -21,485 Closed
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
-$16K -1,100 Closed
NFG
22
Next Financial Group
Texas
-$2K -160 Closed

FMY Hedge Fund Activity: Q4 2014 in Review

19 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q4 2014, worth a combined $33.1M — up 4.1% from $31.8M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FMY and 2 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 4 added.

The largest buyer was Sit Investment Associates, adding an estimated $2.6M. The largest seller was Doliver Advisors, exiting entirely with an estimated $325K sold.

  • 19 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q4 2014, down from 21 in Q3 2014.
  • Funds reported $33.1M of First Trust Mortgage Income Fund stock for Q4 2014, up 4.1% quarter-over-quarter.
  • 2 funds opened new First Trust Mortgage Income Fund positions in Q4 2014 and 3 closed out, a net change of -1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q4 2014 was Sit Investment Associates, an estimated $2.6M added.
  • The largest First Trust Mortgage Income Fund seller in Q4 2014 was Doliver Advisors, an estimated $325K sold.

Based on aggregated 13F filings for Q4 2014.