Doliver Advisors’s First Trust Mortgage Income Fund FMY Stock Holding History

Doliver Advisors’s Portfolio FMY Stock Details FMY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-12,078	Closed	-$162K	–	170
2018 Q3	$162K	Sell	12,078 -11,801	-49%	-$157K	0.07%	179
2018 Q2	$321K	Buy	+23,879	New	+$323K	0.13%	107
2014 Q4	–	Sell	-21,485	Closed	-$325K	–	248
2014 Q3	$325K	Buy	21,485 +10,565	+97%	+$164K	0.22%	173
2014 Q2	$173K	Sell	10,920 -6,511	-37%	-$104K	0.15%	213
2014 Q1	$274K	Buy	+17,431	New	+$276K	0.18%	176
2013 Q4	–	Sell	-36,448	Closed	-$567K	–	288
2013 Q3	$567K	Sell	36,448 -1,782	-5%	-$27.6K	0.35%	101
2013 Q2	$608K	Buy	+38,230	New	+$625K	0.36%	90

Other funds holding FMY

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Doliver Advisors's FMY Position: Q4 2018 in Review

Doliver Advisors sold out of First Trust Mortgage Income Fund (FMY) in Q4 2018, closing a stake of 12,078 shares — an estimated $162K sold.

Doliver Advisors first reported a position in FMY in Q2 2013 and held it in 7 quarters. The position peaked at $608K in Q2 2013. 15 funds tracked by Wall St. Rank hold FMY as of Q4 2018.

Doliver Advisors reported no remaining First Trust Mortgage Income Fund position as of Q4 2018 after selling out during the quarter.
Doliver Advisors sold 12,078 First Trust Mortgage Income Fund shares in Q4 2018, an estimated $162K.
Doliver Advisors first reported a position in First Trust Mortgage Income Fund in Q2 2013 and held it in 7 quarters.
Doliver Advisors's First Trust Mortgage Income Fund position peaked at $608K in Q2 2013.
15 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q4 2018.

Based on Doliver Advisors's 13F filing for Q4 2018, filed 31 Jan 2019.