TJHA
FMY

Thomas J. Herzfeld Advisors’s First Trust Mortgage Income Fund FMY Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-12,210
Closed -$171K – 247
2019
Q3 		$171K Sell
12,210
-10,792
-47% -$149K 0.06% 115
2019
Q2 		$321K Sell
23,002
-400
-2% -$5.46K 0.12% 95
2019
Q1 		$317K Buy
23,402
+501
+2% +$6.71K 0.12% 115
2018
Q4 		$300K Buy
22,901
+1,655
+8% +$21.8K 0.12% 112
2018
Q3 		$285K Buy
21,246
+451
+2% +$6.02K 0.1% 103
2018
Q2 		$279K Buy
+20,795
New +$281K 0.1% 107
2018
Q1 		– Sell
-4,920
Closed -$70K – 316
2017
Q4 		$70K Buy
4,920
+2,384
+94% +$33.9K 0.03% 175
2017
Q3 		$36K Buy
2,536
+1
+0% +$14 0.02% 203
2017
Q2 		$36K Hold
2,535
– – 0.02% 198
2017
Q1 		$36K Hold
2,535
– – 0.02% 226
2016
Q4 		$36K Hold
2,535
– – 0.02% 225
2016
Q3 		$37K Hold
2,535
– – 0.02% 201
2016
Q2 		$37K Sell
2,535
-5,400
-68% -$78K 0.02% 220
2016
Q1 		$114K Sell
7,935
-21,579
-73% -$309K 0.06% 148
2015
Q4 		$429K Sell
29,514
-22,594
-43% -$327K 0.17% 95
2015
Q3 		$744K Sell
52,108
-8,067
-13% -$116K 0.32% 68
2015
Q2 		$840K Buy
60,175
+18
+0% +$264 0.35% 67
2015
Q1 		$893K Buy
60,157
+1
+0% +$15 0.42% 61
2014
Q4 		$894K Sell
60,156
-1,460
-2% -$21.9K 0.45% 66
2014
Q3 		$933K Sell
61,616
-22,979
-27% -$357K 0.52% 61
2014
Q2 		$1.34M Sell
84,595
-4,343
-5% -$69.1K 0.77% 44
2014
Q1 		$1.4M Sell
88,938
-4,244
-5% -$67.1K 0.82% 37
2013
Q4 		$1.45M Buy
93,182
+4,984
+6% +$77.8K 0.83% 39
2013
Q3 		$1.37M Buy
88,198
+922
+1% +$14.3K 0.88% 39
2013
Q2 		$1.39M Buy
+87,276
New +$1.43M 0.88% 35

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
LFAS
Level Four Advisory Services Dallas, Texas $3.05B AUM 23.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
CRWM
Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return
KA
Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MFW
Meristem Family Wealth Minnetonka, Minnesota $925M AUM 14.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FMY Position: Q4 2019 in Review

Thomas J. Herzfeld Advisors sold out of First Trust Mortgage Income Fund (FMY) in Q4 2019, closing a stake of 12,210 shares — an estimated $171K sold.

Thomas J. Herzfeld Advisors first reported a position in FMY in Q2 2013 and held it in 25 quarters. The position peaked at $1.45M in Q4 2013. 16 funds tracked by Wall St. Rank hold FMY as of Q4 2019.

  • Thomas J. Herzfeld Advisors reported no remaining First Trust Mortgage Income Fund position as of Q4 2019 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 12,210 First Trust Mortgage Income Fund shares in Q4 2019, an estimated $171K.
  • Thomas J. Herzfeld Advisors first reported a position in First Trust Mortgage Income Fund in Q2 2013 and held it in 25 quarters.
  • Thomas J. Herzfeld Advisors's First Trust Mortgage Income Fund position peaked at $1.45M in Q4 2013.
  • 16 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q4 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.