FMY

First Trust Mortgage Income Fund
FMY

Overview Fund Activity

20 hedge funds and large institutions have $34.4M invested in First Trust Mortgage Income Fund in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
6
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$21.5M
2
Bank of America
2
Bank of America
North Carolina
$138K
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$91K
4
Morgan Stanley
4
Morgan Stanley
New York
$446K
5
LPL Financial
5
LPL Financial
California
$839K

Top Sellers

1
IA
1
Icon Advisers
Colorado
$2.19M
2
SCM
2
Saba Capital Management
New York
$0
3
CAN
3
Cetera Advisor Networks
California
$388K
4
Wells Fargo
4
Wells Fargo
California
$305K
5
1CP
5
1607 Capital Partners
Virginia
$7.78M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$21.5M 1,524,547 +100,831 +7%
1CP
2
1607 Capital Partners
Virginia
$7.78M 551,985 -10,800 -2%
IA
3
Icon Advisers
Colorado
$2.19M 155,589 -59,208 -28%
LPL Financial
4
LPL Financial
California
$839K 59,408 +1,624 +3%
Morgan Stanley
5
Morgan Stanley
New York
$446K 31,667 +2,900 +10%
CAN
6
Cetera Advisor Networks
California
$388K 27,524 -27,422 -50%
Wells Fargo
7
Wells Fargo
California
$305K 21,683 -14,940 -41%
RJA
8
Raymond James & Associates
Florida
$215K 15,289 -1,213 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$197K 13,971 -950 -6%
Bank of America
10
Bank of America
North Carolina
$138K 9,783 +4,803 +96%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$91K 6,489 +3,500 +117%
UBS Group
12
UBS Group
Switzerland
$88K 6,200 -2,291 -27%
IA
13
IFP Advisors
Florida
$52K 3,689 +36 +1%
PSUF
14
People's United Financial
Connecticut
$39K 2,800 – –
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$36K 2,535 – –
Creative Planning
16
Creative Planning
Kansas
$23K 1,626 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$18K 1,250 +1,250 New
AG
18
Advisor Group
Arizona
$15K 1,055 -186 -15%
FHA
19
First Horizon Advisors
Tennessee
$9K 704 – –
NFG
20
Next Financial Group
Texas
$2K 160 – –
SCM
21
Saba Capital Management
New York
– – -33,890 Closed
Citigroup
22
Citigroup
New York
– – -3,314 Closed