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FMY

First Trust Mortgage Income Fund

20 hedge funds and large institutions have $34.4M invested in First Trust Mortgage Income Fund in 2016 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.89% less ownership

Funds ownership: 58.8%57.91% (-0.89%)

4% less capital invested

Capital invested by funds: $35.8M → $34.4M (-$1.47M)

5% less funds holding

Funds holding: 2120 (-1)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$21.5M +$1.42M +100,831 +7%
1CP
2
1607 Capital Partners
Virginia
$7.78M -$152K -10,800 -2%
IA
3
Icon Advisers
Colorado
$2.19M -$832K -59,208 -28%
LPL Financial
4
LPL Financial
California
$839K +$22.8K +1,624 +3%
Morgan Stanley
5
Morgan Stanley
New York
$446K +$40.8K +2,900 +10%
CAN
6
Cetera Advisor Networks
California
$388K -$385K -27,422 -50%
Wells Fargo
7
Wells Fargo
California
$305K -$210K -14,940 -41%
RJA
8
Raymond James & Associates
Florida
$215K -$17K -1,213 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$197K -$13.3K -950 -6%
Bank of America
10
Bank of America
North Carolina
$138K +$67.5K +4,803 +96%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$91K +$49.2K +3,500 +117%
UBS Group
12
UBS Group
Switzerland
$88K -$32.2K -2,291 -27%
IA
13
IFP Advisors
Florida
$52K +$506 +36 +1%
PSUF
14
People's United Financial
Connecticut
$39K
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$36K
Creative Planning
16
Creative Planning
Kansas
$23K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$18K +$17.6K +1,250 New
AG
18
Advisor Group
Arizona
$15K -$2.61K -186 -15%
FHA
19
First Horizon Advisors
Tennessee
$9K
NFG
20
Next Financial Group
Texas
$2K
SCM
21
Saba Capital Management
New York
-$489K -33,890 Closed
Citigroup
22
Citigroup
New York
-$48K -3,314 Closed

FMY Hedge Fund Activity: Q4 2016 in Review

20 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q4 2016, worth a combined $34.4M — down 4.1% from $35.8M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of FMY and 1 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 6 added.

The largest buyer was Sit Investment Associates, adding an estimated $1.42M. The largest seller was Icon Advisers, cutting an estimated $832K.

  • 20 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q4 2016, down from 21 in Q3 2016.
  • Funds reported $34.4M of First Trust Mortgage Income Fund stock for Q4 2016, down 4.1% quarter-over-quarter.
  • 1 fund opened new First Trust Mortgage Income Fund positions in Q4 2016 and 2 closed out, a net change of -1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q4 2016 was Sit Investment Associates, an estimated $1.42M added.
  • The largest First Trust Mortgage Income Fund seller in Q4 2016 was Icon Advisers, an estimated $832K sold.

Based on aggregated 13F filings for Q4 2016.