Icon Advisers’s First Trust Mortgage Income Fund FMY Stock Holding History

Icon Advisers’s Portfolio FMY Stock Details FMY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-71,080	Closed	-$1.01M	–	377
2017 Q3	$1.01M	Sell	71,080 -8,000	-10%	-$114K	0.07%	264
2017 Q2	$1.12M	Sell	79,080 -6,008	-7%	-$84.7K	0.08%	265
2017 Q1	$1.2M	Sell	85,088 -70,501	-45%	-$994K	0.08%	259
2016 Q4	$2.19M	Sell	155,589 -59,208	-28%	-$832K	0.15%	194
2016 Q3	$3.11M	Buy	214,797 +6,530	+3%	+$94.8K	0.21%	160
2016 Q2	$3.01M	Buy	208,267 +1,965	+1%	+$28.4K	0.2%	155
2016 Q1	$2.96M	Buy	206,302 +3,941	+2%	+$56.4K	0.21%	150
2015 Q4	$2.94M	Buy	202,361 +67,070	+50%	+$970K	0.2%	144
2015 Q3	$1.93M	Buy	+135,291	New	+$1.95M	0.13%	163

Other funds holding FMY

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Icon Advisers's FMY Position: Q4 2017 in Review

Icon Advisers sold out of First Trust Mortgage Income Fund (FMY) in Q4 2017, closing a stake of 71,080 shares — an estimated $1.01M sold.

Icon Advisers first reported a position in FMY in Q3 2015 and held it in 9 quarters. The position peaked at $3.11M in Q3 2016. 14 funds tracked by Wall St. Rank hold FMY as of Q4 2017.

Icon Advisers reported no remaining First Trust Mortgage Income Fund position as of Q4 2017 after selling out during the quarter.
Icon Advisers sold 71,080 First Trust Mortgage Income Fund shares in Q4 2017, an estimated $1.01M.
Icon Advisers first reported a position in First Trust Mortgage Income Fund in Q3 2015 and held it in 9 quarters.
Icon Advisers's First Trust Mortgage Income Fund position peaked at $3.11M in Q3 2016.
14 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q4 2017.

Based on Icon Advisers's 13F filing for Q4 2017, filed 6 Feb 2018.