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FMY

First Trust Mortgage Income Fund

20 hedge funds and large institutions have $32.9M invested in First Trust Mortgage Income Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

11% more funds holding

Funds holding: 1820 (+2)

8% more capital invested

Capital invested by funds: $30.4M → $32.9M (+$2.46M)

3.49% more ownership

Funds ownership: 51.2%54.68% (+3.5%)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
9
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.2M -$476K -33,076 -3%
1CP
2
1607 Capital Partners
Virginia
$10.7M +$602K +41,860 +6%
IA
3
Icon Advisers
Colorado
$1.93M +$1.95M +135,291 New
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$744K -$116K -8,067 -13%
SCM
5
Saba Capital Management
New York
$583K +$99.7K +6,930 +21%
Morgan Stanley
6
Morgan Stanley
New York
$324K +$49.1K +3,416 +18%
COLIM
7
City of London Investment Management
United Kingdom
$275K -$114K -7,900 -29%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$231K -$3.58K -249 -2%
RJA
9
Raymond James & Associates
Florida
$217K +$3.85K +268 +2%
UBS Group
10
UBS Group
Switzerland
$169K +$78.2K +5,437 +85%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$107K
Bank of America
12
Bank of America
North Carolina
$107K +$14.7K +1,019 +16%
Citigroup
13
Citigroup
New York
$93K
Wells Fargo
14
Wells Fargo
California
$87K +$15.8K +1,100 +22%
S
15
SignatureFD
Georgia
$49K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$26K +$460 +32 +2%
Creative Planning
17
Creative Planning
Kansas
$23K +$23.4K +1,626 New
WCM
18
Windsor Capital Management
Arizona
$7K +$7.19K +500 New
AIG
19
American International Group
New York
$6K +$101 +7 +2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
-$16K -1,100 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-$1.41K -98 -98%

FMY Hedge Fund Activity: Q3 2015 in Review

20 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q3 2015, worth a combined $32.9M — up 8.1% from $30.4M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FMY positions and 1 closed out — a net gain of 2 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Icon Advisers, opening a new position worth an estimated $1.95M. The largest seller was Sit Investment Associates, cutting an estimated $476K.

  • 20 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q3 2015, up from 18 in Q2 2015.
  • Funds reported $32.9M of First Trust Mortgage Income Fund stock for Q3 2015, up 8.1% quarter-over-quarter.
  • 3 funds opened new First Trust Mortgage Income Fund positions in Q3 2015 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q3 2015 was Icon Advisers, an estimated $1.95M added.
  • The largest First Trust Mortgage Income Fund seller in Q3 2015 was Sit Investment Associates, an estimated $476K sold.

Based on aggregated 13F filings for Q3 2015.