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FMY

First Trust Mortgage Income Fund

18 hedge funds and large institutions have $32.5M invested in First Trust Mortgage Income Fund in 2020 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

6% more funds holding

Funds holding: 1718 (+1)

1% more capital invested

Capital invested by funds: $32.2M → $32.5M (+$249K)

0.87% less ownership

Funds ownership: 56.34%55.47% (-0.87%)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
18
Holders Change
+1
Holders Change %
+5.88%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$22.7M -$190K -13,966 -0.8%
1CP
2
1607 Capital Partners
Virginia
$6.07M -$147K -10,814 -2%
Wells Fargo
3
Wells Fargo
California
$1.16M +$59.2K +4,352 +5%
ACP
4
Aviance Capital Partners
Florida
$593K -$13.3K -976 -2%
KA
5
Kovack Advisors
Florida
$342K
Morgan Stanley
6
Morgan Stanley
New York
$233K -$9.47K -696 -4%
CIA
7
Capital Investment Advisors
Georgia
$228K -$3.57K -262 -2%
LPL Financial
8
LPL Financial
California
$213K +$9.54K +701 +5%
Bank of America
9
Bank of America
North Carolina
$210K +$45.4K +3,335 +28%
AWS
10
AJ Wealth Strategies
New York
$166K +$163K +11,950 New
RJA
11
Raymond James & Associates
Florida
$165K +$1.16K +85 +0.7%
CAN
12
Cetera Advisor Networks
California
$158K +$231 +17 +0.2%
KWM
13
Kingsview Wealth Management
Oregon
$144K +$141K +10,361 New
Osaic Holdings
14
Osaic Holdings
Arizona
$26K +$14 +1 +0.1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$23K -$21.1K -1,550 -49%
UBS Group
16
UBS Group
Switzerland
$19K -$12.7K -934 -41%
D
17
Diversified
Delaware
$8K +$8.35K +613 New
JMF
18
Johnson Midwest Financial
Iowa
$2K +$2.04K +150 New
MFW
19
Meristem Family Wealth
Minnesota
-$192K -14,100 Closed
WMG
20
WESCAP Management Group
California
-$186K -13,736 Closed
IAIM
21
International Assets Investment Management
Florida
-$154K -11,307 Closed

FMY Hedge Fund Activity: Q4 2020 in Review

18 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q4 2020, worth a combined $32.5M — up 0.77% from $32.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FMY positions and 3 closed out — a net gain of 1 holder — while 6 added to existing stakes and 7 trimmed.

The largest buyer was AJ Wealth Strategies, opening a new position worth an estimated $163K. The largest seller was Meristem Family Wealth, exiting entirely with an estimated $192K sold.

  • 18 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q4 2020, up from 17 in Q3 2020.
  • Funds reported $32.5M of First Trust Mortgage Income Fund stock for Q4 2020, up 0.77% quarter-over-quarter.
  • 4 funds opened new First Trust Mortgage Income Fund positions in Q4 2020 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q4 2020 was AJ Wealth Strategies, an estimated $163K added.
  • The largest First Trust Mortgage Income Fund seller in Q4 2020 was Meristem Family Wealth, an estimated $192K sold.

Based on aggregated 13F filings for Q4 2020.