FMY

First Trust Mortgage Income Fund
FMY

Overview Fund Activity

19 hedge funds and large institutions have $27.2M invested in First Trust Mortgage Income Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
19
Holders Change
+1
Holders Change %
+5.56%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
4
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$6.48M
2
SIA
2
Sit Investment Associates
Minnesota
$14.3M
3
SCM
3
Saba Capital Management
New York
$805K
4
SFS
4
Shaker Financial Services
Virginia
$165K
5
HK
5
Horizon Kinetics
New York
$159K

Top Sellers

1
DA
1
Doliver Advisors
Texas
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$448K
3
FAAS
3
First Allied Advisory Services
California
$0
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$0
5
U
5
UBS
Switzerland
$145K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$14.3M 919,522 +145,738 +19%
1CP
2
1607 Capital Partners
Virginia
$6.48M 416,645 +209,633 +101%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.45M 93,182 +4,984 +6%
CA
4
Cornerstone Advisors
North Carolina
$815K 52,347 -4,700 -8%
SCM
5
Saba Capital Management
New York
$805K 51,727 +51,727 New
Wells Fargo
6
Wells Fargo
California
$639K 41,067 -2,472 -6%
RCM
7
Robinson Capital Management
Michigan
$521K 32,130 +32,130 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$457K 29,350 -4,877 -14%
Morgan Stanley
9
Morgan Stanley
New York
$448K 28,795 -26,322 -48%
Bank of America
10
Bank of America
North Carolina
$416K 26,738 -2,206 -8%
RJA
11
Raymond James & Associates
Florida
$242K 15,530 -2,815 -15%
SFS
12
Shaker Financial Services
Virginia
$165K 10,588 +10,588 New
HK
13
Horizon Kinetics
New York
$159K 10,198 +10,198 New
U
14
UBS
Switzerland
$145K 9,326 -9,887 -51%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$87K 5,600 -200 -3%
Creative Planning
16
Creative Planning
Kansas
$25K 1,626 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17K 1,100 – –
MA
18
MUFG Americas
New York
$15K 993 +5 +0.5%
AIG
19
American International Group
New York
$1.49K 96 +96 New
DA
20
Doliver Advisors
Texas
– – -36,448 Closed
FAAS
21
First Allied Advisory Services
California
– – -11,800 Closed
TRCT
22
Tower Research Capital (TRC)
New York
– – -237 Closed
Geode Capital Management
23
Geode Capital Management
Massachusetts
– – – –