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FMY

First Trust Mortgage Income Fund

18 hedge funds and large institutions have $27.3M invested in First Trust Mortgage Income Fund in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

1.86% more ownership

Funds ownership: 55.69%57.54% (+1.9%)

0% more funds holding

Funds holding: 1818 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

0% less capital invested

Capital invested by funds: $27.3M → $27.3M (-$7K)

Holders
18
Holders Change
Holders Change %
0%
% of All Funds
0.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$21.3M +$1.25M +106,487 +6%
1CP
2
1607 Capital Partners
Virginia
$3.84M -$68K -5,800 -2%
ACP
3
Aviance Capital Partners
Florida
$975K -$19.2K -1,634 -2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$264K
LPL Financial
5
LPL Financial
California
$210K +$973 +83 +0.4%
Wells Fargo
6
Wells Fargo
California
$172K -$42.5K -3,623 -19%
CAM
7
Cresset Asset Management
Illinois
$159K
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$117K +$122K +10,421 New
Osaic Holdings
9
Osaic Holdings
Arizona
$99K +$5.86K +500 +6%
Morgan Stanley
10
Morgan Stanley
New York
$81K +$4.79K +409 +6%
Bank of America
11
Bank of America
North Carolina
$56K -$64.9K -5,535 -53%
UBS Group
12
UBS Group
Switzerland
$26K +$9.81K +837 +56%
S
13
Surevest
California
$19K
HI
14
Harbour Investments
Wisconsin
$13K
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$4K
MCC
16
Money Concepts Capital
Florida
$4K +$4.12K +351 New
JMF
17
Johnson Midwest Financial
Iowa
$1
RJA
18
Raymond James & Associates
Florida
-$162K -13,876 Closed
CAN
19
Cetera Advisor Networks
California
-$121K -10,401 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$1K -100 Closed
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
+$106 +9 New

FMY Hedge Fund Activity: Q3 2022 in Review

18 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q3 2022, worth a combined $27.3M — down 0.03% from $27.3M a quarter earlier.

Fund positioning in FMY was balanced in Q3 2022: 3 funds opened new positions, 3 closed out, 5 added to existing stakes and 4 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $1.25M. The largest seller was Raymond James & Associates, exiting entirely with an estimated $162K sold.

  • 18 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q3 2022, unchanged from Q2 2022.
  • Funds reported $27.3M of First Trust Mortgage Income Fund stock for Q3 2022, down 0.03% quarter-over-quarter.
  • 3 funds opened new First Trust Mortgage Income Fund positions in Q3 2022 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q3 2022 was Sit Investment Associates, an estimated $1.25M added.
  • The largest First Trust Mortgage Income Fund seller in Q3 2022 was Raymond James & Associates, an estimated $162K sold.

Based on aggregated 13F filings for Q3 2022.