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FMY

First Trust Mortgage Income Fund

21 hedge funds and large institutions have $34.6M invested in First Trust Mortgage Income Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

5% more funds holding

Funds holding: 2021 (+1)

0.13% more ownership

Funds ownership: 56.95%57.08% (+0.13%)

1% less capital invested

Capital invested by funds: $34.9M → $34.6M (-$319K)

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.8M +$650K +45,394 +4%
1CP
2
1607 Capital Partners
Virginia
$10.2M -$520K -36,339 -5%
IA
3
Icon Advisers
Colorado
$2.96M +$56.4K +3,941 +2%
LPL Financial
4
LPL Financial
California
$1.26M +$451K +31,468 +56%
SCM
5
Saba Capital Management
New York
$582K
Morgan Stanley
6
Morgan Stanley
New York
$321K -$23.2K -1,618 -7%
CAN
7
Cetera Advisor Networks
California
$293K +$859 +60 +0.3%
RJA
8
Raymond James & Associates
Florida
$219K +$1.69K +118 +0.8%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$214K +$4.3K +300 +2%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$114K -$309K -21,579 -73%
Citigroup
11
Citigroup
New York
$93K
Wells Fargo
12
Wells Fargo
California
$85K +$16.1K +1,122 +23%
UBS Group
13
UBS Group
Switzerland
$83K -$41.6K -2,904 -33%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$72K -$14.3K -999 -17%
S
15
SignatureFD
Georgia
$49K
AIG
16
American International Group
New York
$43K +$258 +18 +0.6%
PSUF
17
People's United Financial
Connecticut
$40K +$40.1K +2,800 New
Bank of America
18
Bank of America
North Carolina
$37K -$2.43K -170 -6%
IA
19
IFP Advisors
Florida
$35K +$28.3K +1,974 +329%
Creative Planning
20
Creative Planning
Kansas
$24K +$716 +50 +3%
TRCT
21
Tower Research Capital (TRC)
New York
$8K +$7.79K +544 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$272K -18,709 Closed

FMY Hedge Fund Activity: Q1 2016 in Review

21 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q1 2016, worth a combined $34.6M — down 0.91% from $34.9M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new FMY positions and 1 closed out — a net gain of 1 holder — while 10 added to existing stakes and 6 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $650K. The largest seller was 1607 Capital Partners, cutting an estimated $520K.

  • 21 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q1 2016, up from 20 in Q4 2015.
  • Funds reported $34.6M of First Trust Mortgage Income Fund stock for Q1 2016, down 0.91% quarter-over-quarter.
  • 2 funds opened new First Trust Mortgage Income Fund positions in Q1 2016 and 1 closed out, a net change of +1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q1 2016 was Sit Investment Associates, an estimated $650K added.
  • The largest First Trust Mortgage Income Fund seller in Q1 2016 was 1607 Capital Partners, an estimated $520K sold.

Based on aggregated 13F filings for Q1 2016.