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FMY

First Trust Mortgage Income Fund

18 hedge funds and large institutions have $31.3M invested in First Trust Mortgage Income Fund in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 1818 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0.16% less ownership

Funds ownership: 55.47%55.31% (-0.16%)

4% less capital invested

Capital invested by funds: $32.5M → $31.3M (-$1.23M)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

Holders
18
Holders Change
Holders Change %
0%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$22.6M +$633K +46,764 +3%
1CP
2
1607 Capital Partners
Virginia
$5.53M -$331K -24,400 -6%
ACP
3
Aviance Capital Partners
Florida
$728K +$157K +11,555 +27%
Wells Fargo
4
Wells Fargo
California
$438K -$691K -51,012 -61%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$399K +$403K +29,740 New
IWM
6
IHT Wealth Management
Illinois
$222K +$224K +16,560 New
LPL Financial
7
LPL Financial
California
$202K -$3.86K -285 -2%
RJA
8
Raymond James & Associates
Florida
$194K +$35.7K +2,634 +22%
CIA
9
Capital Investment Advisors
Georgia
$191K -$29K -2,141 -13%
MFW
10
Meristem Family Wealth
Minnesota
$189K +$191K +14,100 New
AWS
11
AJ Wealth Strategies
New York
$160K
Bank of America
12
Bank of America
North Carolina
$159K -$44.2K -3,264 -22%
CAN
13
Cetera Advisor Networks
California
$152K +$230 +17 +0.2%
Morgan Stanley
14
Morgan Stanley
New York
$76K -$150K -11,059 -66%
Osaic Holdings
15
Osaic Holdings
Arizona
$25K
HI
16
Harbour Investments
Wisconsin
$22K +$22K +1,625 New
UBS Group
17
UBS Group
Switzerland
$15K -$4.01K -296 -22%
JMF
18
Johnson Midwest Financial
Iowa
$2K
KA
19
Kovack Advisors
Florida
-$342K -24,550 Closed
KWM
20
Kingsview Wealth Management
Oregon
-$144K -10,361 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$23K -1,620 Closed
D
22
Diversified
Delaware
-$8K -613 Closed

FMY Hedge Fund Activity: Q1 2021 in Review

18 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q1 2021, worth a combined $31.3M — down 3.8% from $32.5M a quarter earlier.

Fund positioning in FMY was balanced in Q1 2021: 4 funds opened new positions, 4 closed out, 4 added to existing stakes and 7 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $633K. The largest seller was Wells Fargo, cutting an estimated $691K.

  • 18 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $31.3M of First Trust Mortgage Income Fund stock for Q1 2021, down 3.8% quarter-over-quarter.
  • 4 funds opened new First Trust Mortgage Income Fund positions in Q1 2021 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Mortgage Income Fund buyer in Q1 2021 was Sit Investment Associates, an estimated $633K added.
  • The largest First Trust Mortgage Income Fund seller in Q1 2021 was Wells Fargo, an estimated $691K sold.

Based on aggregated 13F filings for Q1 2021.