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FMY

First Trust Mortgage Income Fund

21 hedge funds and large institutions have $31.8M invested in First Trust Mortgage Income Fund in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

1.83% more ownership

Funds ownership: 47.99%49.81% (+1.8%)

1% less capital invested

Capital invested by funds: $32.1M → $31.8M (-$301K)

5% less funds holding

Funds holding: 2221 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
8
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$16.2M -$111K -7,167 -0.7%
1CP
2
1607 Capital Partners
Virginia
$10.4M +$1.2M +77,100 +13%
SCM
3
Saba Capital Management
New York
$1.11M +$271K +17,458 +31%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$933K -$357K -22,979 -27%
CA
5
Cornerstone Advisors
North Carolina
$623K -$45.1K -2,901 -7%
Bank of America
6
Bank of America
North Carolina
$512K +$32K +2,057 +6%
DA
7
Doliver Advisors
Texas
$325K +$164K +10,565 +97%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$280K -$39.9K -2,570 -12%
Morgan Stanley
9
Morgan Stanley
New York
$274K -$11.9K -769 -4%
RJA
10
Raymond James & Associates
Florida
$256K +$1.57K +101 +0.6%
Stifel Financial
11
Stifel Financial
Missouri
$251K
Wells Fargo
12
Wells Fargo
California
$241K +$62.6K +4,027 +34%
U
13
UBS
Switzerland
$119K +$40.2K +2,590 +49%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$76K
S
15
SignatureFD
Georgia
$51K
BBHC
16
Brown Brothers Harriman & Co
New York
$37K
Creative Planning
17
Creative Planning
Kansas
$25K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$16K -$7.77K -500 -31%
AIG
20
American International Group
New York
$6.12K +$1.62K +104 +35%
NFG
21
Next Financial Group
Texas
$2K
TRCT
22
Tower Research Capital (TRC)
New York
-$2K -100 Closed

FMY Hedge Fund Activity: Q3 2014 in Review

21 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Mortgage Income Fund (FMY) for Q3 2014, worth a combined $31.8M — down 0.94% from $32.1M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of FMY and 0 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 8 added.

The largest buyer was 1607 Capital Partners, adding an estimated $1.2M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $357K.

  • 21 institutional investors held First Trust Mortgage Income Fund (FMY) as of Q3 2014, down from 22 in Q2 2014.
  • Funds reported $31.8M of First Trust Mortgage Income Fund stock for Q3 2014, down 0.94% quarter-over-quarter.
  • 0 funds opened new First Trust Mortgage Income Fund positions in Q3 2014 and 1 closed out, a net change of -1 holder.
  • The largest First Trust Mortgage Income Fund buyer in Q3 2014 was 1607 Capital Partners, an estimated $1.2M added.
  • The largest First Trust Mortgage Income Fund seller in Q3 2014 was Thomas J. Herzfeld Advisors, an estimated $357K sold.

Based on aggregated 13F filings for Q3 2014.