FMY

First Trust Mortgage Income Fund
FMY

Overview Fund Activity

21 hedge funds and large institutions have $31.8M invested in First Trust Mortgage Income Fund in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
8
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$10.4M
2
SCM
2
Saba Capital Management
New York
$1.11M
3
DA
3
Doliver Advisors
Texas
$325K
4
Wells Fargo
4
Wells Fargo
California
$241K
5
U
5
UBS
Switzerland
$119K

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$933K
2
SIA
2
Sit Investment Associates
Minnesota
$16.2M
3
CA
3
Cornerstone Advisors
North Carolina
$623K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$280K
5
Morgan Stanley
5
Morgan Stanley
New York
$274K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$16.2M 1,072,485 -7,167 -0.7%
1CP
2
1607 Capital Partners
Virginia
$10.4M 685,568 +77,100 +13%
SCM
3
Saba Capital Management
New York
$1.11M 73,303 +17,458 +31%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$933K 61,616 -22,979 -27%
CA
5
Cornerstone Advisors
North Carolina
$623K 41,271 -2,901 -7%
Bank of America
6
Bank of America
North Carolina
$512K 33,839 +2,057 +6%
DA
7
Doliver Advisors
Texas
$325K 21,485 +10,565 +97%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$280K 18,485 -2,570 -12%
Morgan Stanley
9
Morgan Stanley
New York
$274K 18,119 -769 -4%
RJA
10
Raymond James & Associates
Florida
$256K 16,881 +101 +0.6%
Stifel Financial
11
Stifel Financial
Missouri
$251K 16,600 – –
Wells Fargo
12
Wells Fargo
California
$241K 15,912 +4,027 +34%
U
13
UBS
Switzerland
$119K 7,872 +2,590 +49%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$76K 5,000 – –
S
15
SignatureFD
Georgia
$51K 3,400 – –
BBHC
16
Brown Brothers Harriman & Co
New York
$37K 2,475 – –
Creative Planning
17
Creative Planning
Kansas
$25K 1,626 – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17K 1,100 – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$16K 1,100 -500 -31%
AIG
20
American International Group
New York
$6.12K 404 +104 +35%
NFG
21
Next Financial Group
Texas
$2K 160 – –
TRCT
22
Tower Research Capital (TRC)
New York
– – -100 Closed