First Allied Advisory Services’s First Trust Mortgage Income Fund FMY Stock Holding History

First Allied Advisory Services’s Portfolio FMY Stock Details FMY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-11,800	Closed	-$184K	–	981
2013 Q3	$184K	Hold	11,800	–	–	0.01%	896
2013 Q2	$188K	Buy	+11,800	New	+$193K	0.02%	846

Other funds holding FMY

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Advisory Services's FMY Position: Q4 2013 in Review

First Allied Advisory Services sold out of First Trust Mortgage Income Fund (FMY) in Q4 2013, closing a stake of 11,800 shares — an estimated $184K sold.

First Allied Advisory Services first reported a position in FMY in Q2 2013 and held it in 2 quarters. The position peaked at $188K in Q2 2013. 19 funds tracked by Wall St. Rank hold FMY as of Q4 2013.

First Allied Advisory Services reported no remaining First Trust Mortgage Income Fund position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 11,800 First Trust Mortgage Income Fund shares in Q4 2013, an estimated $184K.
First Allied Advisory Services first reported a position in First Trust Mortgage Income Fund in Q2 2013 and held it in 2 quarters.
First Allied Advisory Services's First Trust Mortgage Income Fund position peaked at $188K in Q2 2013.
19 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.