HK
FMY

Horizon Kinetics’s First Trust Mortgage Income Fund FMY Stock Holding History

Horizon Kinetics’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-10,198
Closed -$159K – 542
2013
Q4 		$159K Buy
+10,198
New +$159K ﹤0.01% 516

Other funds holding FMY

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Horizon Kinetics's FMY Position: Q1 2014 in Review

Horizon Kinetics sold out of First Trust Mortgage Income Fund (FMY) in Q1 2014, closing a stake of 10,198 shares — an estimated $159K sold.

Horizon Kinetics first reported a position in FMY in Q4 2013 and held it in 1 quarter. The position peaked at $159K in Q4 2013. 22 funds tracked by Wall St. Rank hold FMY as of Q1 2014.

  • Horizon Kinetics reported no remaining First Trust Mortgage Income Fund position as of Q1 2014 after selling out during the quarter.
  • Horizon Kinetics sold 10,198 First Trust Mortgage Income Fund shares in Q1 2014, an estimated $159K.
  • Horizon Kinetics first reported a position in First Trust Mortgage Income Fund in Q4 2013 and held it in 1 quarter.
  • Horizon Kinetics's First Trust Mortgage Income Fund position peaked at $159K in Q4 2013.
  • 22 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q1 2014.

Based on Horizon Kinetics's 13F filing for Q1 2014, filed 14 May 2014.