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SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDS icon
926
ProShares UltraShort S&P500
SDS
$406M
$471K 0.01%
129
– –
PSEC icon
927
Prospect Capital
PSEC
$1.11B
$469K 0.01%
42,000
+14,102
+51% +$157K
VBR icon
928
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$467K 0.01%
5,179
+230
+5% +$20.3K
SPHD icon
929
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$465K 0.01%
17,058
-48,785
-74% -$1.35M
CNS icon
930
Cohen & Steers
CNS
$4.35B
$464K 0.01%
+13,152
New +$455K
RSPD icon
931
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$330M
$461K 0.01%
18,846
-4,878
-21% -$117K
VIS icon
932
Vanguard Industrials ETF
VIS
$8.27B
$458K 0.01%
5,129
+407
+9% +$35.3K
NAV
933
DELISTED
Navistar International
NAV
$457K 0.01%
12,535
+3,200
+34% +$109K
FHI icon
934
Federated Hermes
FHI
$4.85B
$457K 0.01%
16,809
+1,262
+8% +$35.9K
USG
935
DELISTED
Usg
USG
$456K 0.01%
15,942
-618
-4% -$15.7K
BNY
936
Bank of New York Mellon
BNY
$106B
$455K 0.01%
15,070
+192
+1% +$5.89K
ARI
937
Apollo Commercial Real Estate
ARI
$892M
$453K 0.01%
29,690
-3,870
-12% -$60.3K
NNN icon
938
NNN REIT
NNN
$9.03B
$453K 0.01%
14,244
+879
+7% +$29.3K
SLY
939
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$452K 0.01%
9,424
-1,218
-11% -$56.6K
PT
940
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$449K 0.01%
100,402
+142
+0.1% +$561
FXI icon
941
iShares China Large-Cap ETF
FXI
$4.35B
$447K 0.01%
12,062
-11,603
-49% -$412K
DZZ icon
942
DB Gold Double Short ETN due Feb 15 2038
DZZ
$3.35M
$447K 0.01%
69,240
– –
FRI icon
943
First Trust S&P REIT Index Fund
FRI
$198M
$446K 0.01%
24,974
-88,435
-78% -$1.63M
FT
944
Franklin Universal Trust
FT
$198M
$445K 0.01%
65,164
+16,364
+34% +$113K
NTRS icon
945
Northern Trust
NTRS
$33.3B
$444K 0.01%
8,167
+25
+0.3% +$1.44K
SHW icon
946
Sherwin-Williams
SHW
$86B
$443K 0.01%
7,302
-2,244
-24% -$132K
BYM
947
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$443K 0.01%
32,603
+9,100
+39% +$118K
WU icon
948
Western Union
WU
$2.04B
$443K 0.01%
23,733
+2,982
+14% +$53.6K
A icon
949
Agilent Technologies
A
$39.5B
$442K 0.01%
12,059
+1,064
+10% +$35.9K
WAT icon
950
Waters Corp
WAT
$36.8B
$441K 0.01%
4,156
-387
-9% -$39.7K
36 37
38
39 40

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FC
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QCM
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KCA
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Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.