SNC
SLY

Stifel Nicolaus & Co’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Stifel Nicolaus & Co’s Portfolio SLY Stock Details SLY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$452K Sell
9,424
-1,218
-11% -$56.6K 0.01% 941
2013
Q2 		$462K Buy
+10,642
New +$453K 0.01% 888

Other funds holding SLY

State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return
GA
Gateway Advisory Westfield, New Jersey $620M AUM 19.58% 1-Year Est. Return
ODCM
Old Dominion Capital Management Charlottesville, Virginia $467M AUM 25.94% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Nicolaus & Co's SLY Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) stake by 11% in Q3 2013, selling an estimated $56.6K and leaving 9,424 shares worth $452K. The position accounts for 0.01% of the portfolio, ranked #941.

Stifel Nicolaus & Co first reported a position in SLY in Q2 2013 and has held it in 2 quarters since. The position peaked at $462K in Q2 2013. 41 funds tracked by Wall St. Rank hold SLY as of Q3 2013.

  • Stifel Nicolaus & Co held 9,424 shares of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) worth $452K as of Q3 2013.
  • Stifel Nicolaus & Co sold 1,218 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q3 2013, an estimated $56.6K.
  • SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #941 holding.
  • Stifel Nicolaus & Co first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $462K in Q2 2013.
  • 41 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.