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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

41 hedge funds and large institutions have $94.1M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

21% more capital invested

Capital invested by funds: $78M → $94.1M (+$16.1M)

14% more funds holding

Funds holding: 3641 (+5)

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
10
Increased
16
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$31.6M -$1.26M -27,104 -4%
AssetMark Inc
2
AssetMark Inc
California
$17.1M +$16.6M +356,870 New
GA
3
Gateway Advisory
New Jersey
$5.89M +$366K +7,888 +7%
ODCM
4
Old Dominion Capital Management
Virginia
$5.46M -$37.5K -808 -0.7%
Wells Fargo
5
Wells Fargo
California
$4.91M +$265K +5,704 +6%
U
6
UBS
Switzerland
$4.87M +$2.01M +43,218 +74%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$3.41M +$3.31M +71,254 New
LPL Financial
8
LPL Financial
California
$2.34M +$876K +18,872 +65%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$2.12M +$28.4K +612 +1%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2M +$130K +2,808 +7%
LPT
11
Legacy Private Trust
Wisconsin
$1.63M -$284K -6,126 -15%
Bank of America
12
Bank of America
North Carolina
$1.6M -$572K -12,322 -27%
SG Americas Securities
13
SG Americas Securities
New York
$1.6M +$1.33M +28,628 +596%
Morgan Stanley
14
Morgan Stanley
New York
$1.32M +$202K +4,346 +19%
DADC
15
D.A. Davidson & Co
Montana
$1.24M +$7.52K +162 +0.6%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.23M +$709K +15,262 +147%
AMG
17
Asset Management Group
Connecticut
$721K +$222K +4,780 +47%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$519K +$156K +3,358 +45%
SNC
19
Stifel Nicolaus & Co
Missouri
$452K -$56.6K -1,218 -11%
FCI
20
Financial Counselors Inc
Kansas
$419K -$37.1K -800 -8%
VKH
21
Virtu KCG Holdings
New York
$367K +$356K +7,664 New
CCM
22
Carlson Capital Management
Minnesota
$349K -$1.39K -30 -0.4%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$327K -$207K -4,462 -40%
Ameriprise
24
Ameriprise
Minnesota
$314K +$32.7K +704 +12%
ICAS
25
Investors Capital Advisory Services
Massachusetts
$289K +$280K +6,034 New

SLY Hedge Fund Activity: Q3 2013 in Review

41 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2013, worth a combined $94.1M — up 21% from $78M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLY positions and 3 closed out — a net gain of 7 holders — while 16 added to existing stakes and 10 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $3.31M. The largest seller was State Street, cutting an estimated $1.26M.

  • 41 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $94.1M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2013, up 21% quarter-over-quarter.
  • 10 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2013 and 3 closed out, a net change of +7 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2013 was Janney Montgomery Scott, an estimated $3.31M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2013 was State Street, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2013.