Ladenburg Thalmann Financial Services’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.72M	Buy	170,679 +571	+0.3%	+$39.7K	0.01%	952
2019 Q3	$1.59M	Buy	170,108 +140,173	+468%	+$9.37M	0.01%	934
2019 Q2	$2.02M	Buy	29,935 +9,645	+48%	+$647K	0.01%	799
2019 Q1	$1.35M	Buy	20,290 +1,092	+6%	+$72.5K	0.01%	986
2018 Q4	$1.15M	Buy	19,198 +8,478	+79%	+$567K	0.01%	959
2018 Q3	$808K	Sell	10,720 -6,456	-38%	-$489K	0.01%	1263
2018 Q2	$2.28M	Sell	17,176 -17,176	-50%	-$1.21M	0.02%	637
2018 Q1	$2.28M	Sell	34,352 -136	-0.4%	-$9.16K	0.02%	637
2017 Q4	$2.29M	Sell	34,488 -2,422	-7%	-$160K	0.02%	624
2017 Q3	$2.4M	Sell	36,910 -12,318	-25%	-$757K	0.03%	550
2017 Q2	$3.03M	Sell	49,228 -9,908	-17%	-$602K	0.04%	444
2017 Q1	$3.59M	Buy	59,136 +11,326	+24%	+$686K	0.05%	359
2016 Q4	$2.89M	Buy	47,810 +2,960	+7%	+$171K	0.04%	400
2016 Q3	$2.5M	Buy	44,850 +13,302	+42%	+$730K	0.04%	426
2016 Q2	$1.65M	Buy	31,548 +1,702	+6%	+$87.2K	0.03%	540
2016 Q1	$1.51M	Buy	29,846 +2,380	+9%	+$112K	0.03%	524
2015 Q4	$1.36M	Buy	27,466 +6,228	+29%	+$321K	0.03%	548
2015 Q3	$1.04M	Buy	21,238 +1,242	+6%	+$64.7K	0.02%	619
2015 Q2	$1.08M	Buy	19,996 +1,262	+7%	+$68.5K	0.02%	660
2015 Q1	$1.02M	Buy	18,734 +2,510	+15%	+$132K	0.02%	672
2014 Q4	$848K	Buy	16,224 +1,578	+11%	+$80.7K	0.02%	665
2014 Q3	$720K	Buy	14,646 +1,626	+12%	+$83.2K	0.02%	641
2014 Q2	$684K	Buy	13,020 +5,782	+80%	+$294K	0.02%	651
2014 Q1	$376K	Buy	7,238 +216	+3%	+$11K	0.01%	843
2013 Q4	$361K	Buy	7,022 +206	+3%	+$10.3K	0.01%	821
2013 Q3	$327K	Sell	6,816 -4,462	-40%	-$207K	0.01%	818
2013 Q2	$490K	Buy	+11,278	New	+$480K	0.02%	629

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SLY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) stake by 0.34% in Q4 2019, buying an estimated $39.7K and bringing the position to 170,679 shares worth $1.72M. The position accounts for 0.01% of the portfolio, ranked #952.

Ladenburg Thalmann Financial Services first reported a position in SLY in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.59M in Q1 2017. 175 funds tracked by Wall St. Rank hold SLY as of Q4 2019.

Ladenburg Thalmann Financial Services held 170,679 shares of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) worth $1.72M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 571 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2019, an estimated $39.7K.
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #952 holding.
Ladenburg Thalmann Financial Services first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $3.59M in Q1 2017.
175 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.