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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

57 hedge funds and large institutions have $89M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

6% more funds holding

Funds holding: 5457 (+3)

19% less capital invested

Capital invested by funds: $110M → $89M (-$21.3M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
57
Holders Change
+3
Holders Change %
+5.56%
% of All Funds
1.59%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
21
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.2M +$551K +10,580 +5%
LPT
2
Legacy Private Trust
Wisconsin
$7.31M -$2.79M -53,640 -26%
AIG
3
American International Group
New York
$5.35M +$1.04M +20,006 +22%
State Street
4
State Street
Massachusetts
$5.1M -$13.4M -256,744 -71%
CA
5
Capital Advantage
California
$5.07M -$98.3K -1,888 -2%
ODCM
6
Old Dominion Capital Management
Virginia
$4.78M -$110K -2,104 -2%
Bank of America
7
Bank of America
North Carolina
$4.28M -$167K -3,198 -4%
Morgan Stanley
8
Morgan Stanley
New York
$3.31M -$509K -9,768 -13%
Wells Fargo
9
Wells Fargo
California
$3.24M +$571K +10,970 +20%
AIP
10
ARS Investment Partners
New York
$3.12M -$97.2K -1,866 -3%
AMG
11
Asset Management Group
Connecticut
$3.03M -$46.2K -888 -1%
Ameriprise
12
Ameriprise
Minnesota
$2.96M +$915K +17,574 +41%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$2.74M -$10.2K -196 -0.3%
LPL Financial
14
LPL Financial
California
$2.27M -$678K -13,024 -23%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.09M +$205K +3,940 +10%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$2.03M +$313K +6,012 +17%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$2.01M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.79M +$309K +5,930 +19%
DADC
19
D.A. Davidson & Co
Montana
$1.79M +$2.81K +54 +0.1%
SC
20
Scotia Capital
Ontario, Canada
$1.79M +$102K +1,964 +6%
PAG
21
Private Advisor Group
New Jersey
$1.76M +$162K +3,108 +9%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$1.44M +$380K +7,294 +33%
CIC
23
Carnegie Investment Counsel
Ohio
$1.19M -$24.7K -474 -2%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.04M +$64.7K +1,242 +6%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$1.01M +$1.08M +20,788 New

SLY Hedge Fund Activity: Q3 2015 in Review

57 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2015, worth a combined $89M — down 19% from $110M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SLY positions and 7 closed out — a net gain of 4 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.08M. The largest seller was State Street, cutting an estimated $13.4M.

  • 57 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2015, up from 54 in Q2 2015.
  • Funds reported $89M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2015, down 19% quarter-over-quarter.
  • 11 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2015 and 7 closed out, a net change of +4 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2015 was Baird Financial Group, an estimated $1.08M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2015 was State Street, an estimated $13.4M sold.

Based on aggregated 13F filings for Q3 2015.