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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

174 hedge funds and large institutions have $463M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 41 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

3% more funds holding

Funds holding: 169174 (+5)

2% more capital invested

Capital invested by funds: $455M → $463M (+$8.33M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

43% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 72

Holders
174
Holders Change
+5
Holders Change %
+2.96%
% of All Funds
3.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
41
Reduced
72
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$36.5M -$10.5M -168,967 -22%
LPL Financial
2
LPL Financial
California
$33.2M +$88.2K +1,424 +0.3%
CAG
3
Crestwood Advisors Group
Massachusetts
$32.4M -$562K -9,072 -2%
OIA
4
OneDigital Investment Advisors
Kansas
$25.1M +$5.15M +83,120 +25%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$24.8M +$911K +14,709 +4%
Morgan Stanley
6
Morgan Stanley
New York
$20.5M -$626K -10,105 -3%
Bank of America
7
Bank of America
North Carolina
$20.3M -$152K -2,455 -0.7%
RW
8
RVW Wealth
California
$14.7M -$5.51K -89 -0%
WCG
9
Wall Capital Group
Arizona
$13.9M +$13.4K +216 +0.1%
State Street
10
State Street
Massachusetts
$12.6M +$7.71M +124,384 +150%
UBS Group
11
UBS Group
Switzerland
$11.5M +$219K +3,542 +2%
AAS
12
Avantax Advisory Services
Texas
$11.2M +$864K +13,951 +8%
PAG
13
Private Advisor Group
New Jersey
$10.8M +$9.3M +150,188 +535%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$10.2M
Ameriprise
15
Ameriprise
Minnesota
$9.41M -$1.27M -20,570 -12%
HighTower Advisors
16
HighTower Advisors
Illinois
$9.11M +$520K +8,399 +6%
ODCM
17
Old Dominion Capital Management
Virginia
$8.67M -$50.8K -820 -0.6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$8.54M -$2.26M -36,505 -21%
Wells Fargo
19
Wells Fargo
California
$8.32M -$707K -11,406 -8%
EVM
20
Eaton Vance Management
Massachusetts
$7.18M -$24.5K -396 -0.3%
ACA
21
Affinity Capital Advisors
California
$6.59M +$659K +10,632 +11%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$5.1M -$1.09M -17,538 -17%
MFG
23
Magnus Financial Group
New York
$4.89M
RJFSA
24
Raymond James Financial Services Advisors
Florida
$4.84M +$2.6M +41,918 +111%
CIC
25
Carnegie Investment Counsel
Ohio
$4.68M +$38.5K +622 +0.8%

SLY Hedge Fund Activity: Q3 2020 in Review

174 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2020, worth a combined $463M — up 1.8% from $455M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLY positions and 16 closed out — a net gain of 5 holders — while 41 added to existing stakes and 72 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $9.3M. The largest seller was PNC Financial Services Group, cutting an estimated $10.5M.

  • 174 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2020, up from 169 in Q2 2020.
  • Funds reported $463M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 21 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2020 and 16 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2020 was Private Advisor Group, an estimated $9.3M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2020 was PNC Financial Services Group, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2020.