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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

44 hedge funds and large institutions have $126M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

82% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 11

15% more capital invested

Capital invested by funds: $110M → $126M (+$16M)

13% more funds holding

Funds holding: 3944 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
1.27%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
8
Increased
20
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$49.3M +$4.96M +97,528 +11%
BTS
2
BB&T Securities
Virginia
$19.2M +$777K +15,280 +70%
U
3
UBS
Switzerland
$6.67M -$435K -8,548 -6%
ODCM
4
Old Dominion Capital Management
Virginia
$5.47M -$376K -7,394 -7%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$4.31M +$4.22M +83,028 New
HighTower Advisors
6
HighTower Advisors
Illinois
$3.77M +$841K +16,534 +29%
Wells Fargo
7
Wells Fargo
California
$3.77M -$482K -9,480 -12%
AIP
8
ARS Investment Partners
New York
$3.11M +$1.28M +25,154 +72%
LPT
9
Legacy Private Trust
Wisconsin
$3.05M +$1.36M +26,762 +83%
Bank of America
10
Bank of America
North Carolina
$3.03M +$514K +10,102 +21%
CA
11
Capital Advantage
California
$2.63M +$405K +7,964 +20%
WIC
12
Whitegate Investment Counselors
New Hampshire
$2.57M +$2.58M +50,754 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$2.23M -$226K -4,438 -9%
LPL Financial
14
LPL Financial
California
$2.22M -$352K -6,916 -14%
Morgan Stanley
15
Morgan Stanley
New York
$2.21M +$181K +3,558 +9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.77M -$558K -10,964 -24%
AMG
17
Asset Management Group
Connecticut
$1.42M +$431K +8,484 +45%
DADC
18
D.A. Davidson & Co
Montana
$1.4M -$26.6K -524 -2%
PAG
19
Private Advisor Group
New Jersey
$1.03M +$342K +6,732 +51%
VKH
20
Virtu KCG Holdings
New York
$866K +$849K +16,686 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$563K +$89.3K +1,756 +19%
NPC
22
National Planning Corporation
California
$542K +$53.1K +1,044 +11%
FCI
23
Financial Counselors Inc
Kansas
$463K +$8.64K +170 +2%
Ameriprise
24
Ameriprise
Minnesota
$418K +$51K +1,002 +14%
HSBC Holdings
25
HSBC Holdings
United Kingdom
$395K +$386K +7,600 New

SLY Hedge Fund Activity: Q1 2014 in Review

44 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2014, worth a combined $126M — up 15% from $110M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLY positions and 3 closed out — a net gain of 5 holders — while 20 added to existing stakes and 11 trimmed.

The largest buyer was State Street, adding an estimated $4.96M. The largest seller was Gateway Advisory, exiting entirely with an estimated $6.25M sold.

  • 44 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2014, up from 39 in Q4 2013.
  • Funds reported $126M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2014, up 15% quarter-over-quarter.
  • 8 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2014 and 3 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2014 was State Street, an estimated $4.96M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2014 was Gateway Advisory, an estimated $6.25M sold.

Based on aggregated 13F filings for Q1 2014.