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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

139 hedge funds and large institutions have $476M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 28 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 28

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

1% more funds holding

Funds holding: 137139 (+2)

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0% more capital invested

Capital invested by funds: $475M → $476M (+$1.45M)

Holders
139
Holders Change
+2
Holders Change %
+1.46%
% of All Funds
3.1%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
26
Increased
60
Reduced
28
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$42.3M +$13.2M +196,736 +39%
Ameriprise
2
Ameriprise
Minnesota
$33.5M +$18.1M +270,133 +94%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$30.5M +$7.34M +109,787 +28%
NFC
4
Northeast Financial Consultants
Connecticut
$29.5M +$11.7M +174,948 +55%
Bank of America
5
Bank of America
North Carolina
$25.7M +$10.2M +152,076 +55%
LPL Financial
6
LPL Financial
California
$19.5M +$3.55M +53,084 +20%
SMM
7
Stadion Money Management
Georgia
$18M -$6.81M -101,794 -25%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$17.6M +$18.9M +282,850 +2,505%
UBS Group
9
UBS Group
Switzerland
$16.4M +$2.21M +33,044 +14%
Wells Fargo
10
Wells Fargo
California
$16.3M +$9.33M +139,533 +105%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$11.4M +$1.71M +25,596 +16%
CA
12
Capital Advantage
California
$11.3M +$7.89K +118 +0.1%
Morgan Stanley
13
Morgan Stanley
New York
$9.72M +$378K +5,659 +4%
MML Investors Services
14
MML Investors Services
Massachusetts
$9.48M +$7.22M +107,981 +215%
EVM
15
Eaton Vance Management
Massachusetts
$9.22M +$3.08M +46,086 +43%
WCG
16
Wall Capital Group
Arizona
$8.06M +$267K +3,999 +3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.96M +$1.53M +22,851 +21%
TA
18
TMD & Associates
Arizona
$7.45M +$8.31M +124,230 New
Baird Financial Group
19
Baird Financial Group
Wisconsin
$7.24M +$1.71M +25,630 +27%
SB
20
Suntrust Banks
Georgia
$7.07M +$1.28M +19,160 +19%
ODCM
21
Old Dominion Capital Management
Virginia
$6.55M +$2.17M +32,513 +42%
BlackRock
22
BlackRock
New York
$6.32M +$1.61M +24,008 +29%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$6.3M -$760K -11,366 -10%
WAAG
24
Wealth Alliance Advisory Group
Kansas
$6.29M +$1.24M +18,611 +22%
HighTower Advisors
25
HighTower Advisors
Illinois
$5.96M +$38.3K +573 +0.6%

SLY Hedge Fund Activity: Q4 2018 in Review

139 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2018, worth a combined $476M — up 0.3% from $475M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SLY positions and 24 closed out — a net gain of 2 holders — while 60 added to existing stakes and 28 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $18.9M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $10.9M sold.

  • 139 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2018, up from 137 in Q3 2018.
  • Funds reported $476M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2018, up 0.3% quarter-over-quarter.
  • 26 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2018 and 24 closed out, a net change of +2 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2018 was Envestnet Asset Management, an estimated $18.9M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2018.