Capital Advantage’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Capital Advantage’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-162,423	Closed	-$12.6M	–	99
2019 Q3	$12.6M	Buy	+162,423	New	+$10.9M	4.38%	8
2019 Q1	$12.9M	Buy	167,345 +4,836	+3%	+$321K	4.58%	8
2018 Q4	$11.3M	Buy	162,509 +118	+0.1%	+$7.89K	4.27%	7
2018 Q3	$14.2M	Sell	162,391 -2,295	-1%	-$174K	3.26%	9
2018 Q2	$13.7M	Sell	164,686 -165,548	-50%	-$11.7M	3.24%	7
2018 Q1	$12.7M	Sell	330,234 -10,504	-3%	-$707K	3.11%	8
2017 Q4	$13.1M	Buy	340,738 +1,518	+0.4%	+$100K	3.37%	8
2017 Q3	$12.6M	Buy	339,220 +1,642	+0.5%	+$101K	3.15%	8
2017 Q2	$11.8M	Sell	337,578 -5,018	-1%	-$305K	3.1%	9
2017 Q1	$11.8M	Buy	342,596 +158,456	+86%	+$9.59M	3.25%	7
2016 Q4	$12.7M	Sell	184,140 -1,796	-1%	-$104K	3.67%	7
2016 Q3	$11.5M	Sell	185,936 -2,710	-1%	-$149K	3.24%	8
2016 Q2	$11M	Buy	188,646 +2,596	+1%	+$133K	3.18%	8
2016 Q1	$10.5M	Buy	186,050 +5,772	+3%	+$271K	3.71%	9
2015 Q4	$9.93M	Buy	180,278 +85,114	+89%	+$4.39M	3.35%	12
2015 Q3	$5.07M	Sell	95,164 -1,888	-2%	-$98.3K	1.98%	13
2015 Q2	$5.72M	Sell	97,052 -1,938	-2%	-$105K	2.23%	13
2015 Q1	$5.84M	Sell	98,990 -3,684	-4%	-$194K	2.4%	13
2014 Q4	$5.86M	Buy	102,674 +1,782	+2%	+$91.2K	2.41%	13
2014 Q3	$5.26M	Buy	100,892 +22,344	+28%	+$1.14M	2.74%	11
2014 Q2	$4.4M	Buy	78,548 +30,832	+65%	+$1.57M	2.43%	10
2014 Q1	$2.63M	Buy	47,716 +7,964	+20%	+$405K	1.83%	9
2013 Q4	$2.17M	Buy	+39,752	New	+$1.99M	1.46%	12

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Capital Advantage's SLY Position: Q4 2019 in Review

Capital Advantage sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q4 2019, closing a stake of 162,423 shares — an estimated $12.6M sold.

Capital Advantage first reported a position in SLY in Q4 2013 and held it in 23 quarters. The position peaked at $14.2M in Q3 2018. 175 funds tracked by Wall St. Rank hold SLY as of Q4 2019.

Capital Advantage reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q4 2019 after selling out during the quarter.
Capital Advantage sold 162,423 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2019, an estimated $12.6M.
Capital Advantage first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2013 and held it in 23 quarters.
Capital Advantage's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $14.2M in Q3 2018.
175 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2019.

Based on Capital Advantage's 13F filing for Q4 2019, filed 14 Feb 2020.