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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

77 hedge funds and large institutions have $228M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 38 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

245% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 11

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

41% more capital invested

Capital invested by funds: $161M → $228M (+$66.4M)

12% more funds holding

Funds holding: 6977 (+8)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
77
Holders Change
+8
Holders Change %
+11.59%
% of All Funds
1.93%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
38
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$32.5M +$12.1M +209,950 +64%
UBS Group
2
UBS Group
Switzerland
$19.6M +$1.2M +20,890 +7%
SMM
3
Stadion Money Management
Georgia
$18.3M +$11.8M +205,320 +210%
CA
4
Capital Advantage
California
$12.7M -$104K -1,796 -1%
Ameriprise
5
Ameriprise
Minnesota
$11M +$1.04M +18,068 +11%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$10.8M +$3.98M +68,944 +62%
Wells Fargo
7
Wells Fargo
California
$9.88M +$1.97M +34,082 +26%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.29M +$2.15M +37,274 +56%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$6.23M +$2.76M +47,764 +86%
JMPWA
10
JP Morgan Private Wealth Advisors
California
$5.91M +$3.1M +53,802 +122%
Bank of America
11
Bank of America
North Carolina
$5.9M +$2.05M +35,542 +57%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$5.76M +$372K +6,454 +7%
HighTower Advisors
13
HighTower Advisors
Illinois
$5.53M +$340K +5,892 +7%
ODCM
14
Old Dominion Capital Management
Virginia
$5.37M -$256K -4,432 -5%
FCI
15
Financial Counselors Inc
Kansas
$5.27M +$5.03M +87,168 New
Baird Financial Group
16
Baird Financial Group
Wisconsin
$5.19M +$1.42M +24,656 +40%
Morgan Stanley
17
Morgan Stanley
New York
$5.13M +$1.12M +19,436 +30%
LPL Financial
18
LPL Financial
California
$4.92M +$1.4M +24,328 +43%
AMG
19
Asset Management Group
Connecticut
$4.05M +$203K +3,522 +6%
RJA
20
Raymond James & Associates
Florida
$3.53M +$625K +10,836 +23%
NFC
21
Northeast Financial Consultants
Connecticut
$3.34M +$2.05M +35,602 +180%
DADC
22
D.A. Davidson & Co
Montana
$2.94M +$227K +3,944 +9%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2.89M +$171K +2,960 +7%
WIC
24
Whitegate Investment Counselors
New Hampshire
$2.66M -$83.2K -1,442 -3%
SB
25
Suntrust Banks
Georgia
$2.64M +$544K +9,434 +28%

SLY Hedge Fund Activity: Q4 2016 in Review

77 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2016, worth a combined $228M — up 41% from $161M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SLY positions and 4 closed out — a net gain of 8 holders — while 38 added to existing stakes and 11 trimmed.

The largest buyer was State Street, adding an estimated $12.1M. The largest seller was Citadel Advisors, exiting entirely with an estimated $5.39M sold.

  • 77 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2016, up from 69 in Q3 2016.
  • Funds reported $228M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2016, up 41% quarter-over-quarter.
  • 12 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2016 and 4 closed out, a net change of +8 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2016 was State Street, an estimated $12.1M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2016 was Citadel Advisors, an estimated $5.39M sold.

Based on aggregated 13F filings for Q4 2016.