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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

42 hedge funds and large institutions have $108M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

5% less funds holding

Funds holding: 4442 (-2)

15% less capital invested

Capital invested by funds: $126M → $108M (-$18.3M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
1
Increased
17
Reduced
17
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$29.9M -$19.4M -382,130 -40%
BTS
2
BB&T Securities
Virginia
$19.3M -$15.4K -302 -0.8%
U
3
UBS
Switzerland
$8.38M +$1.58M +31,004 +24%
ODCM
4
Old Dominion Capital Management
Virginia
$5.53M -$13.3K -262 -0.2%
SG Americas Securities
5
SG Americas Securities
New York
$4.58M +$4.43M +87,100 New
CA
6
Capital Advantage
California
$4.4M +$1.57M +30,832 +65%
Bank of America
7
Bank of America
North Carolina
$4.24M +$1.14M +22,414 +38%
Wells Fargo
8
Wells Fargo
California
$3.88M +$66.6K +1,310 +2%
AIP
9
ARS Investment Partners
New York
$3.29M +$132K +2,592 +4%
HighTower Advisors
10
HighTower Advisors
Illinois
$2.81M -$977K -19,202 -26%
AMG
11
Asset Management Group
Connecticut
$2.28M +$810K +15,920 +58%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$2.24M -$15.8K -310 -0.7%
Morgan Stanley
13
Morgan Stanley
New York
$2.15M -$86.6K -1,702 -4%
LPL Financial
14
LPL Financial
California
$2.14M -$103K -2,028 -5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.84M +$52.6K +1,034 +3%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$1.55M -$2.73M -53,678 -65%
DADC
17
D.A. Davidson & Co
Montana
$1.4M -$14.5K -286 -1%
PAG
18
Private Advisor Group
New Jersey
$1.19M +$134K +2,632 +13%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$684K +$294K +5,782 +80%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$621K +$49.5K +974 +9%
LPT
21
Legacy Private Trust
Wisconsin
$481K -$2.53M -49,676 -84%
FCI
22
Financial Counselors Inc
Kansas
$469K
Ameriprise
23
Ameriprise
Minnesota
$466K +$41.7K +820 +10%
NPC
24
National Planning Corporation
California
$453K -$83.6K -1,644 -16%
HSBC Holdings
25
HSBC Holdings
United Kingdom
$401K

SLY Hedge Fund Activity: Q2 2014 in Review

42 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q2 2014, worth a combined $108M — down 15% from $126M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of SLY and 1 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 17 added.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $4.43M. The largest seller was State Street, cutting an estimated $19.4M.

  • 42 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q2 2014, down from 44 in Q1 2014.
  • Funds reported $108M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q2 2014, down 15% quarter-over-quarter.
  • 1 fund opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q2 2014 and 2 closed out, a net change of -1 holder.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q2 2014 was SG Americas Securities, an estimated $4.43M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q2 2014 was State Street, an estimated $19.4M sold.

Based on aggregated 13F filings for Q2 2014.