We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

50 hedge funds and large institutions have $110M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 28 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

211% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more capital invested

Capital invested by funds: $94M → $110M (+$16.4M)

4% less funds holding

Funds holding: 5250 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
28
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$19.6M +$820K +15,580 +5%
LPT
2
Legacy Private Trust
Wisconsin
$11.9M +$10.8M +204,416 +1,346%
UBS Group
3
UBS Group
Switzerland
$10.5M +$632K +12,020 +7%
CA
4
Capital Advantage
California
$5.84M -$194K -3,684 -4%
ODCM
5
Old Dominion Capital Management
Virginia
$5.74M -$53.5K -1,016 -1%
Morgan Stanley
6
Morgan Stanley
New York
$5.21M +$1.73M +32,874 +52%
AIG
7
American International Group
New York
$4.66M +$4.37M +83,052 +3,144%
Bank of America
8
Bank of America
North Carolina
$4.55M -$455K -8,642 -9%
HighTower Advisors
9
HighTower Advisors
Illinois
$4.08M +$754K +14,328 +24%
AIP
10
ARS Investment Partners
New York
$3.5M -$231K -4,390 -6%
AMG
11
Asset Management Group
Connecticut
$3.42M +$71.7K +1,362 +2%
LPL Financial
12
LPL Financial
California
$3.09M +$637K +12,112 +27%
Wells Fargo
13
Wells Fargo
California
$2.77M -$659K -12,526 -20%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$2.29M
DADC
15
D.A. Davidson & Co
Montana
$2.02M +$526K +10,000 +37%
Ameriprise
16
Ameriprise
Minnesota
$1.99M +$97.3K +1,850 +5%
SG Americas Securities
17
SG Americas Securities
New York
$1.89M -$73.7K -1,400 -4%
SC
18
Scotia Capital
Ontario, Canada
$1.77M +$1.39M +26,400 +429%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.74M +$414K +7,862 +33%
PAG
20
Private Advisor Group
New Jersey
$1.74M +$140K +2,654 +9%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.61M +$1.79K +34 +0.1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.21M +$264K +5,012 +29%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$1.19M +$249K +4,726 +27%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.02M +$132K +2,510 +15%
CIC
25
Carnegie Investment Counsel
Ohio
$945K +$694K +13,188 +314%

SLY Hedge Fund Activity: Q1 2015 in Review

50 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2015, worth a combined $110M — up 17% from $94M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SLY and 4 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 28 added.

The largest buyer was Legacy Private Trust, adding an estimated $10.8M. The largest seller was BB&T Securities, exiting entirely with an estimated $3.95M sold.

  • 50 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2015, down from 52 in Q4 2014.
  • Funds reported $110M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2015, up 17% quarter-over-quarter.
  • 4 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2015 and 5 closed out, a net change of -1 holder.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2015 was Legacy Private Trust, an estimated $10.8M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2015 was BB&T Securities, an estimated $3.95M sold.

Based on aggregated 13F filings for Q1 2015.