We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

153 hedge funds and large institutions have $528M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 68 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 11

127% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 30

11% more capital invested

Capital invested by funds: $476M → $528M (+$51.7M)

10% more funds holding

Funds holding: 139153 (+14)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
3.31%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
25
Increased
68
Reduced
30
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$37M -$245K -3,698 -0.7%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$35.8M +$1.88M +28,303 +6%
State Street
3
State Street
Massachusetts
$32.6M -$14.4M -216,177 -31%
Bank of America
4
Bank of America
North Carolina
$30.9M +$2.33M +35,111 +8%
SMM
5
Stadion Money Management
Georgia
$24.3M +$4.25M +63,990 +21%
LPL Financial
6
LPL Financial
California
$21.8M +$206K +3,106 +1%
UBS Group
7
UBS Group
Switzerland
$21.1M +$2.84M +42,773 +16%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$20.7M +$1.06M +15,913 +5%
Wells Fargo
9
Wells Fargo
California
$20.3M +$2.13M +32,054 +12%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$14M +$1.33M +20,060 +11%
CA
11
Capital Advantage
California
$12.9M +$321K +4,836 +3%
MML Investors Services
12
MML Investors Services
Massachusetts
$12.3M +$1.75M +26,417 +17%
Morgan Stanley
13
Morgan Stanley
New York
$10.9M +$94.7K +1,427 +0.9%
ODCM
14
Old Dominion Capital Management
Virginia
$10.4M +$2.52M +37,977 +35%
WCG
15
Wall Capital Group
Arizona
$10.3M +$1.37M +20,571 +15%
EVM
16
Eaton Vance Management
Massachusetts
$9.94M -$317K -4,772 -3%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$9.62M +$9.58M +144,280 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$9.48M +$626K +9,430 +7%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$9.19M +$1.14M +17,163 +14%
SB
20
Suntrust Banks
Georgia
$8.65M +$780K +11,757 +10%
AG
21
Advisor Group
Arizona
$7.98M +$1.86M +27,970 +31%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.96M +$948K +14,283 +14%
WAAG
23
Wealth Alliance Advisory Group
Kansas
$7.45M +$203K +3,055 +3%
BlackRock
24
BlackRock
New York
$7.24M +$211K +3,177 +3%
HighTower Advisors
25
HighTower Advisors
Illinois
$6.9M +$279K +4,198 +4%

SLY Hedge Fund Activity: Q1 2019 in Review

153 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2019, worth a combined $528M — up 11% from $476M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SLY positions and 11 closed out — a net gain of 14 holders — while 68 added to existing stakes and 30 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $9.58M. The largest seller was Northeast Financial Consultants, exiting entirely with an estimated $29.5M sold.

  • 153 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2019, up from 139 in Q4 2018.
  • Funds reported $528M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2019, up 11% quarter-over-quarter.
  • 25 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2019 and 11 closed out, a net change of +14 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $9.58M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2019 was Northeast Financial Consultants, an estimated $29.5M sold.

Based on aggregated 13F filings for Q1 2019.