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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

154 hedge funds and large institutions have $573M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 46 increasing their positions, 56 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

1% less funds holding

Funds holding: 155154 (-1)

5% less capital invested

Capital invested by funds: $605M → $573M (-$31.9M)

18% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 56

Holders
154
Holders Change
-1
Holders Change %
-0.65%
% of All Funds
3.38%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
15
Increased
46
Reduced
56
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$45.5M +$4.5M +67,227 +11%
State Street
2
State Street
Massachusetts
$34.5M -$1.16M -17,419 -3%
Ameriprise
3
Ameriprise
Minnesota
$33.4M -$6.55M -97,903 -16%
NFC
4
Northeast Financial Consultants
Connecticut
$31.4M -$1.47M -21,929 -4%
Bank of America
5
Bank of America
North Carolina
$30.9M -$428K -6,397 -1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$21.7M +$1.41M +21,068 +7%
LPL Financial
7
LPL Financial
California
$21.1M +$11K +165 +0.1%
SMM
8
Stadion Money Management
Georgia
$21M -$4.66M -69,640 -18%
OIA
9
OneDigital Investment Advisors
Kansas
$20.8M -$14.1M -211,418 -41%
UBS Group
10
UBS Group
Switzerland
$19.9M -$1.88M -28,138 -9%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$17.8M +$1.03M +15,341 +6%
WCG
12
Wall Capital Group
Arizona
$15.2M +$1.23M +18,429 +9%
Wells Fargo
13
Wells Fargo
California
$13M -$6.15M -91,902 -32%
CA
14
Capital Advantage
California
$12.6M +$10.9M +162,423 New
EVM
15
Eaton Vance Management
Massachusetts
$12.2M +$1.24M +18,482 +11%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$11.1M +$798K +11,932 +8%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$10.3M +$246K +3,677 +2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$10.1M +$521K +7,787 +5%
Morgan Stanley
19
Morgan Stanley
New York
$9.82M -$1M -15,015 -9%
ODCM
20
Old Dominion Capital Management
Virginia
$9.81M -$170K -2,542 -2%
AG
21
Advisor Group
Arizona
$8.63M +$630K +9,426 +8%
MML Investors Services
22
MML Investors Services
Massachusetts
$8M -$4.89M -73,176 -38%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$7.99M +$396K +5,914 +5%
SB
24
Suntrust Banks
Georgia
$7.76M +$279K +4,173 +4%
WAAG
25
Wealth Alliance Advisory Group
Kansas
$7.52M +$95.2K +1,424 +1%

SLY Hedge Fund Activity: Q3 2019 in Review

154 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2019, worth a combined $573M — down 5.3% from $605M a quarter earlier.

Fund positioning in SLY was balanced in Q3 2019: 15 funds opened new positions, 15 closed out, 46 added to existing stakes and 56 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $9.37M. The largest seller was OneDigital Investment Advisors, cutting an estimated $14.1M.

  • 154 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2019, down from 155 in Q2 2019.
  • Funds reported $573M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2019, down 5.3% quarter-over-quarter.
  • 15 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2019 and 15 closed out, a net change of 0 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2019 was Ladenburg Thalmann Financial Services, an estimated $9.37M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2019 was OneDigital Investment Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2019.