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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

284 hedge funds and large institutions have $930M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2023 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 91 increasing their positions, 94 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 21

7% more capital invested

Capital invested by funds: $867M → $930M (+$62.8M)

0% more funds holding in top 10

Funds holding in top 10: 66 (0)

1% less funds holding

Funds holding: 286284 (-2)

3% less repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 94

Holders
284
Holders Change
-2
Holders Change %
-0.7%
% of All Funds
4.53%
Holding in Top 10
6
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
31
Increased
91
Reduced
94
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$137M +$9.99M +115,192 +8%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$57.6M -$1.28M -14,749 -2%
Mariner
3
Mariner
Kansas
$36.1M +$34.5M +397,628 +1,259%
Morgan Stanley
4
Morgan Stanley
New York
$35.9M -$3.27M -37,689 -8%
CAG
5
Crestwood Advisors Group
Massachusetts
$35.4M -$1.08M -12,493 -3%
Bank of America
6
Bank of America
North Carolina
$32.1M +$301K +3,468 +0.9%
OIA
7
OneDigital Investment Advisors
Kansas
$28.1M -$2.48M -28,582 -8%
Ameriprise
8
Ameriprise
Minnesota
$27.3M -$8.09M -93,277 -22%
DC
9
Davenport & Co
Virginia
$23.3M +$1.86M +21,436 +8%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$22.9M +$6.2M +71,447 +35%
RW
11
RVW Wealth
California
$22M -$5.02M -57,864 -18%
UBS Group
12
UBS Group
Switzerland
$21.5M +$1.62M +18,685 +8%
State Street
13
State Street
Massachusetts
$18M +$10.2M +118,027 +123%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$17.5M +$4.52M +52,138 +33%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$15.8M -$4.55M -52,405 -22%
Wells Fargo
16
Wells Fargo
California
$15.3M +$2.86M +32,987 +22%
JP Morgan Chase
17
JP Morgan Chase
New York
$14.2M +$4.08M +47,081 +39%
BS
18
Banco Santander
Spain
$13.8M +$1.64M +18,910 +13%
Corient Private Wealth
19
Corient Private Wealth
Florida
$13.3M +$13.3M +152,806 +3,121%
CSPIA
20
Cary Street Partners Investment Advisory
Virginia
$12M -$1.44M -16,585 -10%
PAG
21
Private Advisor Group
New Jersey
$11.3M -$761K -8,778 -6%
TMWM
22
Taylor & Morgan Wealth Management
Michigan
$10.6M +$166K +1,916 +2%
APWA
23
Atlas Private Wealth Advisors
New Jersey
$10.2M +$1.43M +16,508 +16%
GKWIM
24
Gerber Kawasaki Wealth & Investment Management
California
$9.96M +$419K +4,835 +4%
Osaic Holdings
25
Osaic Holdings
Arizona
$9.4M +$2.39M +27,554 +33%

SLY Hedge Fund Activity: Q1 2023 in Review

284 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2023, worth a combined $930M — up 7.2% from $867M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new SLY positions and 21 closed out — a net gain of 10 holders — while 91 added to existing stakes and 94 trimmed.

The largest buyer was Mariner, adding an estimated $34.5M. The largest seller was Ameriprise, cutting an estimated $8.09M.

  • 284 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2023, down from 286 in Q4 2022.
  • Funds reported $930M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2023, up 7.2% quarter-over-quarter.
  • 31 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2023 and 21 closed out, a net change of +10 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2023 was Mariner, an estimated $34.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2023 was Ameriprise, an estimated $8.09M sold.

Based on aggregated 13F filings for Q1 2023.