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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

220 hedge funds and large institutions have $846M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 78 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 19

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

30% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 60

29% more capital invested

Capital invested by funds: $655M → $846M (+$191M)

7% more funds holding

Funds holding: 206220 (+14)

Holders
220
Holders Change
+14
Holders Change %
+6.8%
% of All Funds
3.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
34
Increased
78
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$81.5M +$15.5M +170,541 +24%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$56.1M +$1.15M +12,686 +2%
CAG
3
Crestwood Advisors Group
Massachusetts
$48.6M -$992K -10,949 -2%
Morgan Stanley
4
Morgan Stanley
New York
$41.5M +$7.46M +82,374 +23%
OIA
5
OneDigital Investment Advisors
Kansas
$39.4M +$1.41M +15,566 +4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$36.4M -$1.59M -17,521 -4%
Bank of America
7
Bank of America
North Carolina
$33.7M -$15.2M -167,591 -32%
RW
8
RVW Wealth
California
$29M +$5.96M +65,792 +27%
State Street
9
State Street
Massachusetts
$26.6M +$2.77M +30,608 +12%
Ameriprise
10
Ameriprise
Minnesota
$23.1M +$7.59M +83,793 +52%
WCG
11
Wall Capital Group
Arizona
$21.6M +$24.6K +272 +0.1%
UBS Group
12
UBS Group
Switzerland
$21.2M +$2.83M +31,237 +16%
PAG
13
Private Advisor Group
New Jersey
$19.8M +$979K +10,801 +5%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$15.9M
HighTower Advisors
15
HighTower Advisors
Illinois
$15.8M +$673K +7,428 +5%
PS
16
Portfolio Strategies
New York
$15.2M +$14.6M +161,335 New
Osaic Holdings
17
Osaic Holdings
Arizona
$14M +$11M +120,998 +426%
IWM
18
IHT Wealth Management
Illinois
$13.5M +$11.8M +130,448 +1,008%
Wells Fargo
19
Wells Fargo
California
$13M +$407K +4,497 +3%
ODCM
20
Old Dominion Capital Management
Virginia
$12.6M -$888K -9,798 -7%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$12.1M -$581K -6,416 -5%
EVM
22
Eaton Vance Management
Massachusetts
$12M +$885K +9,764 +8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$10.7M +$2.28M +25,179 +28%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$8.51M +$2.01M +22,131 +32%
FS
25
Ferguson Shapiro
Georgia
$8.21M +$4M +44,113 +102%

SLY Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2021, worth a combined $846M — up 29% from $655M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SLY positions and 19 closed out — a net gain of 15 holders — while 78 added to existing stakes and 60 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Bank of America, cutting an estimated $15.2M.

  • 220 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2021, up from 206 in Q4 2020.
  • Funds reported $846M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2021, up 29% quarter-over-quarter.
  • 34 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2021 and 19 closed out, a net change of +15 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2021 was Bank of America, an estimated $15.2M sold.

Based on aggregated 13F filings for Q1 2021.