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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

49 hedge funds and large institutions have $132M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 14 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 1

29% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 14

23% more capital invested

Capital invested by funds: $108M → $132M (+$24.4M)

17% more funds holding

Funds holding: 4249 (+7)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
49
Holders Change
+7
Holders Change %
+16.67%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
8
Increased
18
Reduced
14
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ODCM
1
Old Dominion Capital Management
Virginia
$52.8M +$115K +2,250 +2%
State Street
2
State Street
Massachusetts
$10.5M -$18M -352,436 -62%
U
3
UBS
Switzerland
$7.54M -$299K -5,836 -4%
BTS
4
BB&T Securities
Virginia
$6.75M -$1.18M -22,986 -63%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$6.58M +$5.35M +104,504 +356%
CA
6
Capital Advantage
California
$5.26M +$1.14M +22,344 +28%
Bank of America
7
Bank of America
North Carolina
$4.79M +$857K +16,746 +21%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.09M +$2.46M +48,168 +137%
Wells Fargo
9
Wells Fargo
California
$3.38M -$257K -5,032 -7%
SG Americas Securities
10
SG Americas Securities
New York
$3.34M -$982K -19,200 -22%
AIP
11
ARS Investment Partners
New York
$3.24M +$172K +3,356 +5%
AMG
12
Asset Management Group
Connecticut
$2.86M +$766K +14,970 +35%
HighTower Advisors
13
HighTower Advisors
Illinois
$2.81M +$187K +3,656 +7%
Morgan Stanley
14
Morgan Stanley
New York
$2.15M +$149K +2,904 +7%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$2.09M -$9.82K -192 -0.5%
LPL Financial
16
LPL Financial
California
$1.83M -$150K -2,936 -7%
DADC
17
D.A. Davidson & Co
Montana
$1.37M +$56.9K +1,112 +4%
PAG
18
Private Advisor Group
New Jersey
$1.19M +$88.7K +1,734 +8%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$1.1M +$869K +16,992 +315%
Jane Street
20
Jane Street
New York
$1M +$1.05M +20,460 New
Ameriprise
21
Ameriprise
Minnesota
$975K +$561K +10,968 +124%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$720K +$83.2K +1,626 +12%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$657K +$80.2K +1,568 +13%
VKH
24
Virtu KCG Holdings
New York
$554K +$363K +7,094 +170%
FCI
25
Financial Counselors Inc
Kansas
$438K

SLY Hedge Fund Activity: Q3 2014 in Review

49 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2014, worth a combined $132M — up 23% from $108M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLY positions and 1 closed out — a net gain of 7 holders — while 18 added to existing stakes and 14 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.35M. The largest seller was State Street, cutting an estimated $18M.

  • 49 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2014, up from 42 in Q2 2014.
  • Funds reported $132M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2014, up 23% quarter-over-quarter.
  • 8 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2014 and 1 closed out, a net change of +7 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2014 was Susquehanna International Group, an estimated $5.35M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2014 was State Street, an estimated $18M sold.

Based on aggregated 13F filings for Q3 2014.