UBS’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

UBS’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$7.54M	Sell	153,560 -5,836	-4%	-$299K	0.01%	1679
2014 Q2	$8.38M	Buy	159,396 +31,004	+24%	+$1.58M	0.01%	1514
2014 Q1	$6.67M	Sell	128,392 -8,548	-6%	-$435K	0.01%	1583
2013 Q4	$7.03M	Buy	136,940 +35,252	+35%	+$1.77M	0.01%	1560
2013 Q3	$4.87M	Buy	101,688 +43,218	+74%	+$2.01M	0.01%	1733
2013 Q2	$2.54M	Buy	+58,470	New	+$2.49M	﹤0.01%	2290

Other funds holding SLY

ODCM

Old Dominion Capital Management Charlottesville, Virginia $467M AUM 25.94% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Capital Advantage Walnut Creek, California $820M AUM 20.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

AIP

ARS Investment Partners New York $2.29B AUM 113.95% 1-Year Est. Return

UBS's SLY Position: Q3 2014 in Review

UBS reduced its SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) stake by 3.7% in Q3 2014, selling an estimated $299K and leaving 153,560 shares worth $7.54M. The position accounts for 0.01% of the portfolio, ranked #1679.

UBS first reported a position in SLY in Q2 2013 and has held it in 6 quarters since. The position peaked at $8.38M in Q2 2014. 49 funds tracked by Wall St. Rank hold SLY as of Q3 2014.

UBS held 153,560 shares of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) worth $7.54M as of Q3 2014.
UBS sold 5,836 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q3 2014, an estimated $299K.
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) made up 0.01% of UBS's portfolio in Q3 2014, its #1679 holding.
UBS first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2013 and has held it in 6 quarters since.
UBS's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $8.38M in Q2 2014.
49 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.