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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

263 hedge funds and large institutions have $957M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 93 increasing their positions, 54 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

420% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 10

72% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 54

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

16% more funds holding

Funds holding: 226263 (+37)

11% more capital invested

Capital invested by funds: $862M → $957M (+$94.3M)

Holders
263
Holders Change
+37
Holders Change %
+16.37%
% of All Funds
4.05%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
52
Increased
93
Reduced
54
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$103M +$7.25M +73,370 +8%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$57.8M +$360K +3,638 +0.6%
OIA
3
OneDigital Investment Advisors
Kansas
$50.8M +$759K +7,683 +2%
CAG
4
Crestwood Advisors Group
Massachusetts
$49.6M -$578K -5,851 -1%
Morgan Stanley
5
Morgan Stanley
New York
$45.4M -$662K -6,695 -1%
Bank of America
6
Bank of America
North Carolina
$36.1M +$1.81M +18,283 +5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$35.3M -$2.04M -20,649 -6%
RW
8
RVW Wealth
California
$33M -$638K -6,459 -2%
UBS Group
9
UBS Group
Switzerland
$30.6M +$2.81M +28,454 +10%
Ameriprise
10
Ameriprise
Minnesota
$30.4M +$1.74M +17,623 +6%
PAG
11
Private Advisor Group
New Jersey
$28.6M +$1.66M +16,806 +6%
State Street
12
State Street
Massachusetts
$23.5M -$6.2M -62,756 -21%
WCG
13
Wall Capital Group
Arizona
$19.8M -$3M -30,383 -13%
HighTower Advisors
14
HighTower Advisors
Illinois
$16.4M -$688K -6,962 -4%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$15.7M
Wells Fargo
16
Wells Fargo
California
$14.8M +$1.35M +13,626 +10%
EVM
17
Eaton Vance Management
Massachusetts
$13.5M -$42K -425 -0.3%
DHFB
18
Dixon Hubard Feinour & Brown
Virginia
$13.4M +$13.3M +134,666 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$13.1M -$706K -7,138 -5%
DC
20
Davenport & Co
Virginia
$11.8M +$1.27M +12,810 +12%
TMWM
21
Taylor & Morgan Wealth Management
Michigan
$11.5M +$11.5M +115,879 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$9.31M -$151K -1,526 -2%
JSW
23
Journey Strategic Wealth
New Jersey
$9.23M +$9.18M +92,856 New
CIC
24
Carnegie Investment Counsel
Ohio
$9.22M +$281K +2,838 +3%
MCC
25
Money Concepts Capital
Florida
$8.5M +$8.45M +85,486 New

SLY Hedge Fund Activity: Q4 2021 in Review

263 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2021, worth a combined $957M — up 11% from $862M a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new SLY positions and 10 closed out — a net gain of 42 holders — while 93 added to existing stakes and 54 trimmed.

The largest buyer was Dixon Hubard Feinour & Brown, opening a new position worth an estimated $13.3M. The largest seller was IHT Wealth Management, cutting an estimated $9.41M.

  • 263 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2021, up from 226 in Q3 2021.
  • Funds reported $957M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2021, up 11% quarter-over-quarter.
  • 52 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2021 and 10 closed out, a net change of +42 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2021 was Dixon Hubard Feinour & Brown, an estimated $13.3M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2021 was IHT Wealth Management, an estimated $9.41M sold.

Based on aggregated 13F filings for Q4 2021.