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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

175 hedge funds and large institutions have $663M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 47 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

218% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 11

43% more funds holding in top 10

Funds holding in top 10: 710 (+3)

28% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 47

16% more capital invested

Capital invested by funds: $573M → $663M (+$89.9M)

14% more funds holding

Funds holding: 154175 (+21)

Holders
175
Holders Change
+21
Holders Change %
+13.64%
% of All Funds
3.45%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.2%
New
35
Increased
60
Reduced
47
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$52.6M +$3.42M +49,244 +7%
SMM
2
Stadion Money Management
Georgia
$39.5M +$16.2M +233,191 +75%
Ameriprise
3
Ameriprise
Minnesota
$35.2M -$760K -10,927 -2%
Bank of America
4
Bank of America
North Carolina
$33.7M +$358K +5,154 +1%
NFC
5
Northeast Financial Consultants
Connecticut
$31.4M -$2.35M -33,853 -7%
LPL Financial
6
LPL Financial
California
$26.1M +$3.24M +46,645 +15%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$25.7M +$2.2M +31,650 +10%
OIA
8
OneDigital Investment Advisors
Kansas
$23.2M +$713K +10,256 +3%
UBS Group
9
UBS Group
Switzerland
$20.9M -$528K -7,593 -3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$19.3M +$109K +1,563 +0.6%
WCG
11
Wall Capital Group
Arizona
$16.5M +$31.7K +456 +0.2%
EVM
12
Eaton Vance Management
Massachusetts
$13.9M +$717K +10,316 +6%
Wells Fargo
13
Wells Fargo
California
$13.3M -$678K -9,749 -5%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$13M +$925K +13,312 +8%
AAS
15
Avantax Advisory Services
Texas
$11.7M +$11.2M +161,778 New
Morgan Stanley
16
Morgan Stanley
New York
$11.5M +$843K +12,126 +8%
Citigroup
17
Citigroup
New York
$11.4M +$10.4M +149,961 +2,181%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$11.2M +$85.2K +1,225 +0.8%
IAA
19
Independent Advisor Alliance
North Carolina
$10.6M +$10.2M +146,263 New
ODCM
20
Old Dominion Capital Management
Virginia
$10.1M -$443K -6,374 -4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$9.88M -$1.01M -14,573 -10%
AG
22
Advisor Group
Arizona
$9.77M +$442K +6,354 +5%
Truist Financial
23
Truist Financial
North Carolina
$9.64M +$9.25M +133,086 New
State Street
24
State Street
Massachusetts
$9.58M -$26.5M -381,201 -74%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$9.05M +$421K +6,052 +5%

SLY Hedge Fund Activity: Q4 2019 in Review

175 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2019, worth a combined $663M — up 16% from $573M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SLY positions and 11 closed out — a net gain of 24 holders — while 60 added to existing stakes and 47 trimmed.

The largest buyer was Stadion Money Management, adding an estimated $16.2M. The largest seller was State Street, cutting an estimated $26.5M.

  • 175 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2019, up from 154 in Q3 2019.
  • Funds reported $663M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2019, up 16% quarter-over-quarter.
  • 35 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2019 and 11 closed out, a net change of +24 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2019 was Stadion Money Management, an estimated $16.2M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2019 was State Street, an estimated $26.5M sold.

Based on aggregated 13F filings for Q4 2019.