Advisor Group’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Advisor Group’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$9.77M	Buy	134,661 +6,354	+5%	+$442K	0.07%	241
2019 Q3	$8.63M	Buy	128,307 +9,426	+8%	+$630K	0.06%	255
2019 Q2	$8.04M	Sell	118,881 -741	-0.6%	-$49.7K	0.06%	267
2019 Q1	$7.98M	Buy	119,622 +27,970	+31%	+$1.86M	0.07%	261
2018 Q4	$5.5M	Buy	91,652 +16,612	+22%	+$1.11M	0.05%	293
2018 Q3	$5.67M	Buy	75,040 +32,775	+78%	+$2.48M	0.06%	285
2018 Q2	$3.06M	Buy	42,265 +33,973	+410%	+$2.4M	0.04%	382
2018 Q1	$551K	Sell	8,292 -338	-4%	-$22.8K	0.01%	1257
2017 Q4	$575K	Buy	8,630 +3,638	+73%	+$240K	0.01%	1240
2017 Q3	$326K	Buy	4,992 +1,530	+44%	+$94.1K	0.01%	1479
2017 Q2	$214K	Sell	3,462 -152	-4%	-$9.24K	﹤0.01%	1738
2017 Q1	$218K	Sell	3,614 -18,958	-84%	-$1.15M	﹤0.01%	1595
2016 Q4	$1.36M	Sell	22,572 -1,794	-7%	-$103K	0.03%	545
2016 Q3	$1.36M	Buy	24,366 +20,820	+587%	+$1.14M	0.03%	530
2016 Q2	$183K	Buy	+3,546	New	+$182K	﹤0.01%	1525

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Advisor Group's SLY Position: Q4 2019 in Review

Advisor Group increased its SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) stake by 5% in Q4 2019, buying an estimated $442K and bringing the position to 134,661 shares worth $9.77M. The position accounts for 0.07% of the portfolio, ranked #241.

Advisor Group first reported a position in SLY in Q2 2016 and has held it in 15 quarters since. 175 funds tracked by Wall St. Rank hold SLY as of Q4 2019.

Advisor Group held 134,661 shares of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) worth $9.77M as of Q4 2019.
Advisor Group bought 6,354 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q4 2019, an estimated $442K.
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) made up 0.07% of Advisor Group's portfolio in Q4 2019, its #241 holding.
Advisor Group first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2016 and has held it in 15 quarters since.
175 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.