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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

137 hedge funds and large institutions have $475M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 55 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

380% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 5

120% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 25

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

16% more capital invested

Capital invested by funds: $408M → $475M (+$66.6M)

14% more funds holding

Funds holding: 120137 (+17)

Holders
137
Holders Change
+17
Holders Change %
+14.17%
% of All Funds
3.13%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.14%
New
24
Increased
55
Reduced
25
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$38.4M -$2.59M -34,197 -6%
SMM
2
Stadion Money Management
Georgia
$30.3M +$1.44M +19,040 +5%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$30.1M +$537K +7,088 +2%
NFC
4
Northeast Financial Consultants
Connecticut
$23.9M +$7.75M +102,323 +48%
Ameriprise
5
Ameriprise
Minnesota
$21.7M +$2.58M +34,085 +13%
Bank of America
6
Bank of America
North Carolina
$20.9M +$9.53M +125,704 +83%
LPL Financial
7
LPL Financial
California
$20.5M +$1.54M +20,352 +8%
UBS Group
8
UBS Group
Switzerland
$18.1M +$30.2K +398 +0.2%
CA
9
Capital Advantage
California
$14.2M -$174K -2,295 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$12.4M +$1.98M +26,156 +19%
Morgan Stanley
11
Morgan Stanley
New York
$11.8M -$347K -4,582 -3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$10.9M -$187K -2,467 -2%
Wells Fargo
13
Wells Fargo
California
$9.98M -$291K -3,842 -3%
WCG
14
Wall Capital Group
Arizona
$9.84M +$232K +3,059 +2%
SIA
15
Starfire Investment Advisers
Michigan
$9.24M +$9.28M +122,482 New
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$8.78M +$1.14M +15,043 +15%
CIC
17
Carnegie Investment Counsel
Ohio
$8.5M +$4.37M +57,635 +87%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$8.29M +$250K +3,293 +3%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$8.27M +$2.49M +32,800 +43%
EVM
20
Eaton Vance Management
Massachusetts
$8.13M +$1.74M +22,958 +27%
RJA
21
Raymond James & Associates
Florida
$7.6M +$1.76M +23,226 +30%
N
22
Natixis
France
$7.54M
SB
23
Suntrust Banks
Georgia
$7.46M -$334K -4,410 -4%
HighTower Advisors
24
HighTower Advisors
Illinois
$7.45M +$15.5K +204 +0.2%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$7.07M +$238K +3,143 +3%

SLY Hedge Fund Activity: Q3 2018 in Review

137 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2018, worth a combined $475M — up 16% from $408M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SLY positions and 5 closed out — a net gain of 19 holders — while 55 added to existing stakes and 25 trimmed.

The largest buyer was Bank of America, adding an estimated $9.53M. The largest seller was State Street, cutting an estimated $2.59M.

  • 137 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2018, up from 120 in Q2 2018.
  • Funds reported $475M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2018, up 16% quarter-over-quarter.
  • 24 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2018 and 5 closed out, a net change of +19 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2018 was Bank of America, an estimated $9.53M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2018 was State Street, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2018.