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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

286 hedge funds and large institutions have $867M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2022 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 100 increasing their positions, 68 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 24

47% more repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 68

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

10% more funds holding

Funds holding: 260286 (+26)

7% more capital invested

Capital invested by funds: $808M → $867M (+$59.1M)

Holders
286
Holders Change
+26
Holders Change %
+10%
% of All Funds
4.6%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
55
Increased
100
Reduced
68
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$125M +$17.3M +207,808 +16%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$57.6M +$7.77M +93,229 +15%
Morgan Stanley
3
Morgan Stanley
New York
$38.2M +$4.46M +53,473 +13%
CAG
4
Crestwood Advisors Group
Massachusetts
$35.7M -$5.44M -65,245 -13%
Ameriprise
5
Ameriprise
Minnesota
$34.3M +$2.18M +26,180 +7%
Bank of America
6
Bank of America
North Carolina
$31.1M -$311K -3,729 -1%
OIA
7
OneDigital Investment Advisors
Kansas
$29.8M -$9.84M -118,113 -25%
RW
8
RVW Wealth
California
$26.3M -$704K -8,445 -3%
DC
9
Davenport & Co
Virginia
$21M +$1.02M +12,272 +5%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$19.7M -$5.61M -67,347 -22%
UBS Group
11
UBS Group
Switzerland
$19.5M +$154K +1,847 +0.8%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$16.9M -$4.41M -52,978 -21%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$14.5M +$1.28M +15,358 +10%
CSPIA
14
Cary Street Partners Investment Advisory
Virginia
$13.2M -$806K -9,674 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$12.9M -$826K -9,915 -6%
Wells Fargo
16
Wells Fargo
California
$12.3M +$2.77M +33,227 +29%
BS
17
Banco Santander
Spain
$11.9M
TMWM
18
Taylor & Morgan Wealth Management
Michigan
$10.3M +$184K +2,212 +2%
JP Morgan Chase
19
JP Morgan Chase
New York
$9.99M +$6.77M +81,268 +202%
GKWIM
20
Gerber Kawasaki Wealth & Investment Management
California
$9.34M -$11.3M -135,420 -54%
ACA
21
Aspire Capital Advisors
Washington
$8.95M +$9.07M +108,826 New
APWA
22
Atlas Private Wealth Advisors
New Jersey
$8.59M +$1.78M +21,309 +26%
CIC
23
Carnegie Investment Counsel
Ohio
$7.98M +$118K +1,411 +1%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$7.95M +$1.06M +12,728 +15%
State Street
25
State Street
Massachusetts
$7.86M -$8.42M -101,032 -51%

SLY Hedge Fund Activity: Q4 2022 in Review

286 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2022, worth a combined $867M — up 7.3% from $808M a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SLY positions and 24 closed out — a net gain of 31 holders — while 100 added to existing stakes and 68 trimmed.

The largest buyer was Beirne Wealth Consulting Services, opening a new position worth an estimated $38.5M. The largest seller was CFS Investment Advisory Services, cutting an estimated $135M.

  • 286 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2022, up from 260 in Q3 2022.
  • Funds reported $867M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2022, up 7.3% quarter-over-quarter.
  • 55 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2022 and 24 closed out, a net change of +31 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2022 was Beirne Wealth Consulting Services, an estimated $38.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2022 was CFS Investment Advisory Services, an estimated $135M sold.

Based on aggregated 13F filings for Q4 2022.